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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CORT icon
4251
Corcept Therapeutics
CORT
$12.4B
$527K ﹤0.01%
164,282
+1,440
+0.9% +$2.91K
PSB
4252
DELISTED
PS Business Parks, Inc.
PSB
$526K ﹤0.01%
6,878
+672
+11% +$52.3K
ZNGA
4253
CALL
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$526K ﹤0.01%
138,400
+10,000
+8% +$38.7K
UIL
4254
DELISTED
UIL HOLDINGS
UIL
$526K ﹤0.01%
13,579
-6,587
-33% -$250K
HLSS
4255
PUT
DELISTED
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
$526K ﹤0.01%
22,900
+14,500
+173% +$334K
SAIC icon
4256
Saic
SAIC
$4.91B
$525K ﹤0.01%
+15,867
New +$551K
WWD icon
4257
Woodward
WWD
$21.3B
$524K ﹤0.01%
11,486
+7,660
+200% +$320K
XLU icon
4258
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$22.9B
$524K ﹤0.01%
27,600
-119,000
-81% -$2.28M
JHI
4259
John Hancock Investors Trust
JHI
$114M
$522K ﹤0.01%
28,024
-10,685
-28% -$200K
ATRS
4260
CALL
DELISTED
Antares Pharma, Inc.
ATRS
$522K ﹤0.01%
116,800
+103,200
+759% +$420K
GAF
4261
DELISTED
SPDR S&P Emerging Middle East & Africa ETF
GAF
$522K ﹤0.01%
7,606
+1,345
+21% +$92.1K
EOD
4262
Allspring Global Dividend Opportunity Fund
EOD
$277M
$521K ﹤0.01%
71,818
-14,556
-17% -$108K
ITIP
4263
DELISTED
ISHARES TR INTL INFLATION LKD BD ETF
ITIP
$521K ﹤0.01%
11,364
-2,740
-19% -$127K
RRTS
4264
DELISTED
RoadRunner Transportation Systems, Inc.
RRTS
$520K ﹤0.01%
773
-8
-1% -$5.3K
CAA
4265
CALL
DELISTED
CalAtlantic Group, Inc.
CAA
$520K ﹤0.01%
11,500
-4,240
-27% -$169K
BAK icon
4266
Braskem
BAK
$917M
$519K ﹤0.01%
29,095
+25,669
+749% +$447K
BIN
4267
DELISTED
PROGRESSIVE WASTE SOLUTIONS LTD COM
BIN
$519K ﹤0.01%
20,954
-2,975
-12% -$76.9K
MZTI
4268
The Marzetti Company
MZTI
$2.92B
$518K ﹤0.01%
5,878
-5,251
-47% -$443K
PMO
4269
Franklin Municipal Opportunities Trust
PMO
$281M
$518K ﹤0.01%
48,204
+13,865
+40% +$150K
USAC icon
4270
USA Compression Partners
USAC
$3.78B
$518K ﹤0.01%
19,327
+3,478
+22% +$85.2K
NM
4271
CALL
DELISTED
Navios Maritime Holdings Inc.
NM
$518K ﹤0.01%
4,640
+3,890
+519% +$314K
ORBC
4272
DELISTED
ORBCOMM, Inc.
ORBC
$518K ﹤0.01%
81,685
– –
KLIC icon
4273
PUT
Kulicke & Soffa
KLIC
$4.76B
$517K ﹤0.01%
38,900
-8,200
-17% -$103K
BKS
4274
CALL
DELISTED
Barnes & Noble
BKS
$517K ﹤0.01%
52,800
+33,420
+172% +$322K
IEF icon
4275
PUT
iShares 7-10 Year Treasury Bond ETF
IEF
$47B
$516K ﹤0.01%
5,200
+1,000
+24% +$101K
169 170
171
172 173

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.