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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PACT
4226
DELISTED
PACTERA TECHNOLOGY INTL LTD SPONSORED ADR
PACT
$453K ﹤0.01%
76,827
+24,931
+48% +$166K
PKG icon
4227
CALL
Packaging Corp of America
PKG
$22.2B
$451K ﹤0.01%
7,900
-235,200
-97% -$12.7M
TCO
4228
CALL
DELISTED
Taubman Centers Inc.
TCO
$451K ﹤0.01%
6,700
+5,100
+319% +$366K
CSG
4229
DELISTED
CHAMBERS STR PPTYS COM
CSG
$451K ﹤0.01%
51,333
+45,966
+856% +$386K
HBANP
4230
DELISTED
Huntington Bancshars Inc. Pfd Ser A
HBANP
$451K ﹤0.01%
364
+226
+164% +$279K
TYC
4231
CALL
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$451K ﹤0.01%
12,320
-106,673
-90% -$3.87M
DVA icon
4232
CALL
DaVita
DVA
$15.3B
$450K ﹤0.01%
7,900
-12,900
-62% -$739K
EPAC icon
4233
Enerpac Tool Group
EPAC
$1.86B
$449K ﹤0.01%
11,567
-6,808
-37% -$247K
PGJ icon
4234
Invesco Golden Dragon China ETF
PGJ
$97.3M
$449K ﹤0.01%
15,668
+2,795
+22% +$70.1K
BCR
4235
CALL
DELISTED
CR Bard Inc.
BCR
$449K ﹤0.01%
3,900
+3,700
+1,850% +$424K
AAN.A
4236
DELISTED
The Aaron's Company Inc Class A
AAN.A
$449K ﹤0.01%
16,233
-6,641
-29% -$184K
WW
4237
CALL
DELISTED
WW International
WW
$448K ﹤0.01%
12,000
-900
-7% -$36.2K
MZA
4238
DELISTED
BlackRock MuniYield Arizona Fund, Inc
MZA
$448K ﹤0.01%
34,394
+8,565
+33% +$113K
DMND
4239
CALL
DELISTED
DIAMOND FOODS, INC.
DMND
$447K ﹤0.01%
19,000
+14,300
+304% +$308K
MUX icon
4240
McEwen Inc
MUX
$1.06B
$446K ﹤0.01%
18,624
-2,309
-11% -$52.4K
VTN icon
4241
Invesco Trust for Investment Grade New York Municipals
VTN
$160M
$446K ﹤0.01%
32,281
+21,927
+212% +$298K
GWR
4242
CALL
DELISTED
Genesee & Wyoming Inc.
GWR
$446K ﹤0.01%
4,800
+1,900
+66% +$172K
SYNT
4243
DELISTED
Syntel Inc
SYNT
$446K ﹤0.01%
11,130
-4,952
-31% -$180K
BHL
4244
DELISTED
Blackrock Defined Opp Crt Tr
BHL
$446K ﹤0.01%
31,891
+17,478
+121% +$241K
SPWR
4245
PUT
DELISTED
SunPower Corporation Common Stock
SPWR
$445K ﹤0.01%
25,959
-9,162
-26% -$143K
AYR
4246
DELISTED
Aircastle Ltd
AYR
$445K ﹤0.01%
25,574
+2,474
+11% +$42.3K
SHOO icon
4247
Steven Madden
SHOO
$3.5B
$444K ﹤0.01%
18,558
+11,477
+162% +$270K
GPOR
4248
PUT
DELISTED
Gulfport Energy Corp.
GPOR
$444K ﹤0.01%
6,900
-24,800
-78% -$1.39M
BRK.B icon
4249
PUT
Berkshire Hathaway Class B
BRK.B
$1.1T
$443K ﹤0.01%
3,900
-1,300
-25% -$150K
GTLS
4250
CALL
DELISTED
Chart Industries
GTLS
$443K ﹤0.01%
3,600
-300
-8% -$33.7K
168 169
170
171 172

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.