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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENIA
4126
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$536K ﹤0.01%
63,965
-149,034
-70% -$1.15M
LL
4127
PUT
DELISTED
LL Flooring Holdings, Inc.
LL
$535K ﹤0.01%
5,700
-35,700
-86% -$3.57M
AHT
4128
Ashford Hospitality Trust
AHT
$20.9M
$534K ﹤0.01%
51
+7
+16% +$64.5K
DUK icon
4129
CALL
Duke Energy
DUK
$98.4B
$534K ﹤0.01%
7,500
-4,600
-38% -$321K
NBIX icon
4130
Neurocrine Biosciences
NBIX
$18.7B
$534K ﹤0.01%
33,182
+29,982
+937% +$513K
PPL
4131
CALL
PPL Corp
PPL
$26.8B
$534K ﹤0.01%
17,286
-15,031
-47% -$437K
BAF
4132
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
$534K ﹤0.01%
38,903
-6,167
-14% -$83.3K
CGRN
4133
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$533K ﹤0.01%
1,250
-370
-23% -$132K
HOV icon
4134
Hovnanian Enterprises
HOV
$758M
$532K ﹤0.01%
4,500
-9,442
-68% -$1.33M
KMDA icon
4135
Kamada
KMDA
$410M
$532K ﹤0.01%
36,657
+18,132
+98% +$290K
DVA icon
4136
PUT
DaVita
DVA
$15.3B
$530K ﹤0.01%
7,700
-8,200
-52% -$545K
SYK icon
4137
CALL
Stryker
SYK
$133B
$529K ﹤0.01%
6,500
+1,000
+18% +$79.5K
SN
4138
DELISTED
Sanchez Energy Corporation
SN
$529K ﹤0.01%
17,842
+17,708
+13,215% +$493K
FIDU icon
4139
Fidelity MSCI Industrials Index ETF
FIDU
$2.29B
$528K ﹤0.01%
19,314
+13,019
+207% +$351K
PPLI
4140
PUT
People Inc
PPLI
$3.08B
$528K ﹤0.01%
41,406
+560
+1% +$7.2K
RRGB icon
4141
Red Robin
RRGB
$144M
$527K ﹤0.01%
7,363
-14,603
-66% -$1.03M
XBI icon
4142
PUT
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$527K ﹤0.01%
11,100
+9,600
+640% +$491K
BBG
4143
CALL
DELISTED
Bill Barrett Corp
BBG
$527K ﹤0.01%
+20,600
New +$527K
KOG
4144
CALL
DELISTED
KODIAK OIL & GAS CORP
KOG
$527K ﹤0.01%
43,400
-20,800
-32% -$235K
CMBS icon
4145
iShares CMBS ETF
CMBS
$473M
$526K ﹤0.01%
10,285
-420
-4% -$21.5K
MQT
4146
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$526K ﹤0.01%
42,061
+16,199
+63% +$200K
TMH
4147
DELISTED
Team Health Holdings Inc
TMH
$526K ﹤0.01%
11,756
-6,504
-36% -$293K
EQU
4148
DELISTED
EQUAL ENERGY LTD COM
EQU
$526K ﹤0.01%
114,693
-27,747
-19% -$144K
FCEL icon
4149
FuelCell Energy
FCEL
$1.89B
$525K ﹤0.01%
49
-6
-11% -$52.1K
CRR
4150
DELISTED
Carbo Ceramics Inc.
CRR
$525K ﹤0.01%
3,805
-9,561
-72% -$1.13M
164 165
166
167 168

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.