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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SZYM
4051
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
$629K ﹤0.01%
57,818
+953
+2% +$9.38K
EOT
4052
Eaton Vance National Municipal Opportunities Trust
EOT
$270M
$627K ﹤0.01%
33,968
-1,261
-4% -$23.3K
WHR icon
4053
CALL
Whirlpool
WHR
$2.47B
$627K ﹤0.01%
4,000
+400
+11% +$58.7K
BSX icon
4054
PUT
Boston Scientific
BSX
$68.4B
$626K ﹤0.01%
52,100
-68,500
-57% -$809K
FNF icon
4055
PUT
Fidelity National Financial
FNF
$14B
$626K ﹤0.01%
33,804
+31,702
+1,508% +$513K
ASNA
4056
CALL
DELISTED
Ascena Retail Group, Inc.
ASNA
$626K ﹤0.01%
1,480
-210
-12% -$85.8K
DFT
4057
DELISTED
DuPont Fabros Technology Inc.
DFT
$626K ﹤0.01%
25,348
+10,591
+72% +$258K
MFIC icon
4058
CALL
MidCap Financial Investment
MFIC
$796M
$624K ﹤0.01%
24,533
-53,834
-69% -$1.38M
UNF icon
4059
Unifirst Corp
UNF
$5.31B
$624K ﹤0.01%
5,831
+2,044
+54% +$208K
STKL
4060
DELISTED
SunOpta
STKL
$623K ﹤0.01%
62,200
+241
+0.4% +$2.32K
IGTE
4061
DELISTED
IGATE CORPORATION
IGTE
$623K ﹤0.01%
15,522
+4,640
+43% +$155K
PGZ
4062
Principal Real Estate Income Fund
PGZ
$68M
$622K ﹤0.01%
36,477
-15,041
-29% -$260K
PEB icon
4063
Pebblebrook Hotel Trust
PEB
$2.12B
$621K ﹤0.01%
20,206
+1,705
+9% +$50.2K
TKC icon
4064
Turkcell
TKC
$4.72B
$620K ﹤0.01%
46,398
+24,563
+112% +$371K
SITC icon
4065
CALL
SITE Centers
SITC
$227M
$619K ﹤0.01%
+31,277
New +$649K
WPM icon
4066
PUT
Wheaton Precious Metals
WPM
$51.5B
$618K ﹤0.01%
30,600
-400
-1% -$8.69K
JJE
4067
DELISTED
iPath Bloomberg Energy Subindex Total Return ETN due October 22, 2037
JJE
$618K ﹤0.01%
34,193
+6,568
+24% +$114K
HSIC icon
4068
CALL
Henry Schein
HSIC
$9.7B
$617K ﹤0.01%
13,770
-45,135
-77% -$1.97M
ARIA
4069
CALL
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$617K ﹤0.01%
90,500
+83,500
+1,193% +$451K
DBE icon
4070
Invesco DB Energy Fund
DBE
$89.6M
$616K ﹤0.01%
21,140
+2,176
+11% +$62K
ERIC icon
4071
PUT
Ericsson
ERIC
$32.1B
$616K ﹤0.01%
50,300
-11,200
-18% -$139K
NBR icon
4072
CALL
Nabors Industries
NBR
$1.22B
$615K ﹤0.01%
724
+330
+84% +$279K
DNL icon
4073
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$484M
$614K ﹤0.01%
24,176
+2,200
+10% +$55.1K
OLP
4074
One Liberty Properties
OLP
$532M
$614K ﹤0.01%
30,499
+737
+2% +$15.2K
PKOH icon
4075
Park-Ohio Holdings
PKOH
$568M
$614K ﹤0.01%
11,711
+5,311
+83% +$225K
161 162
163
164 165

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.