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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDIX
4001
DELISTED
IDENIX PHARMACEUTICALS INC
IDIX
$557K ﹤0.01%
107,146
-482,107
-82% -$2.11M
BBL
4002
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$557K ﹤0.01%
9,460
-1,506
-14% -$87.7K
DCO icon
4003
Ducommun
DCO
$2.77B
$556K ﹤0.01%
19,377
+1,397
+8% +$35.6K
WWAV
4004
DELISTED
The WhiteWave Foods Company
WWAV
$555K ﹤0.01%
27,798
+23,138
+497% +$439K
CME icon
4005
CALL
CME Group
CME
$96.1B
$554K ﹤0.01%
7,500
-7,800
-51% -$575K
KW
4006
DELISTED
Kennedy-Wilson Holdings
KW
$553K ﹤0.01%
29,800
+7,296
+32% +$133K
PRGS icon
4007
Progress Software
PRGS
$1.65B
$553K ﹤0.01%
21,397
+1,565
+8% +$39.3K
HMA
4008
PUT
DELISTED
HEALTH MGMT ASSOC INC CL-A
HMA
$553K ﹤0.01%
43,200
-28,900
-40% -$402K
RRTS
4009
DELISTED
RoadRunner Transportation Systems, Inc.
RRTS
$551K ﹤0.01%
781
-37
-5% -$26.5K
BIG
4010
DELISTED
Big Lots, Inc.
BIG
$550K ﹤0.01%
14,841
-3,152
-18% -$112K
UPL
4011
CALL
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$547K ﹤0.01%
26,600
-67,500
-72% -$1.42M
BQR
4012
DELISTED
BLACKROCK ECOSOLUTIONS INVESTMENT TRUST
BQR
$547K ﹤0.01%
70,043
-14,015
-17% -$111K
FIRE
4013
PUT
DELISTED
SOURCEFIRE INC COM STK
FIRE
$547K ﹤0.01%
7,200
+6,600
+1,100% +$472K
BBW icon
4014
PUT
Build-A-Bear
BBW
$442M
$546K ﹤0.01%
78,200
-18,600
-19% -$129K
MDR
4015
PUT
DELISTED
McDermott International
MDR
$546K ﹤0.01%
24,500
+4,600
+23% +$109K
KRFT
4016
PUT
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$546K ﹤0.01%
10,400
-99,500
-91% -$5.45M
BKW
4017
DELISTED
BURGER KING WORLDWIDE
BKW
$545K ﹤0.01%
27,920
-14,401
-34% -$284K
KLIC icon
4018
PUT
Kulicke & Soffa
KLIC
$4.62B
$544K ﹤0.01%
47,100
+38,500
+448% +$438K
PBI icon
4019
PUT
Pitney Bowes
PBI
$2.46B
$544K ﹤0.01%
29,900
+23,500
+367% +$385K
LL
4020
CALL
DELISTED
LL Flooring Holdings, Inc.
LL
$544K ﹤0.01%
5,100
-6,200
-55% -$601K
CACI icon
4021
CACI
CACI
$10.5B
$543K ﹤0.01%
7,853
+4,607
+142% +$308K
LUV icon
4022
CALL
Southwest Airlines
LUV
$22.3B
$542K ﹤0.01%
37,200
+16,500
+80% +$225K
POWI icon
4023
Power Integrations
POWI
$3.39B
$542K ﹤0.01%
20,020
+2,390
+14% +$61.9K
VPG icon
4024
Vishay Precision Group
VPG
$1.17B
$542K ﹤0.01%
37,297
+34,529
+1,247% +$534K
IBDA
4025
DELISTED
ISHARES IBONDS MAR 2016 CORPORATE ETF
IBDA
$542K ﹤0.01%
+5,395
New +$542K
159 160
161
162 163

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.