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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCI
376
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$44M 0.05%
1,976,503
+508,249
+35% +$11.1M
NLY icon
377
Annaly Capital Management
NLY
$16.7B
$43.9M 0.04%
948,002
+175,748
+23% +$8.27M
VBR icon
378
Vanguard Small-Cap Value ETF
VBR
$36.8B
$43.9M 0.04%
486,386
+25,981
+6% +$2.3M
BCE icon
379
BCE
BCE
$19.8B
$43.8M 0.04%
1,024,604
+165,386
+19% +$6.88M
DWX icon
380
State Street SPDR S&P International Dividend ETF
DWX
$517M
$43.7M 0.04%
935,838
-341,559
-27% -$15.5M
SINA
381
CALL
DELISTED
Sina Corp
SINA
$43.6M 0.04%
537,400
-57,200
-10% -$4.2M
DTV
382
DELISTED
DIRECTV COM STK (DE)
DTV
$43.2M 0.04%
722,257
+197,263
+38% +$12.1M
IDV icon
383
iShares International Select Dividend ETF
IDV
$8.23B
$42.9M 0.04%
1,184,415
+60,396
+5% +$2.09M
LYB icon
384
LyondellBasell Industries
LYB
$19.9B
$42.9M 0.04%
585,563
+166,639
+40% +$11.6M
LNG icon
385
CALL
Cheniere Energy
LNG
$57B
$42.8M 0.04%
1,254,200
-162,400
-11% -$4.82M
NRF
386
DELISTED
NorthStar Realty Finance Corp.
NRF
$42.7M 0.04%
2,343,242
+506,426
+28% +$9.23M
PHM icon
387
Pultegroup
PHM
$23.7B
$42.5M 0.04%
2,574,173
+1,976,214
+330% +$33.7M
WFM
388
DELISTED
Whole Foods Market Inc
WFM
$42.4M 0.04%
724,428
-15,658
-2% -$864K
PETM
389
DELISTED
PETSMART INC
PETM
$42.4M 0.04%
555,601
+257,853
+87% +$18.6M
OEF icon
390
iShares S&P 100 ETF
OEF
$19.8B
$41.9M 0.04%
559,461
+1,786
+0.3% +$134K
EWL icon
391
iShares MSCI Switzerland ETF
EWL
$2.11B
$41.7M 0.04%
1,334,509
+99,581
+8% +$3.01M
HSBC icon
392
HSBC
HSBC
$349B
$41.6M 0.04%
890,398
-52,930
-6% -$2.51M
VYM icon
393
Vanguard High Dividend Yield ETF
VYM
$80.6B
$41.6M 0.04%
724,025
+38,659
+6% +$2.25M
VFC icon
394
PUT
VF Corp
VFC
$6.49B
$41.5M 0.04%
885,708
+880,186
+15,940% +$40.6M
AMZN icon
395
CALL
Amazon
AMZN
$2.51T
$41.3M 0.04%
2,644,600
+951,400
+56% +$14.2M
SNDK
396
DELISTED
SANDISK CORP
SNDK
$41.3M 0.04%
693,359
+35,503
+5% +$2.09M
IP icon
397
International Paper
IP
$20.1B
$41.2M 0.04%
985,368
-231,059
-19% -$10.3M
MBB icon
398
iShares MBS ETF
MBB
$38.9B
$41.2M 0.04%
389,039
-114,684
-23% -$12M
LNC icon
399
Lincoln National
LNC
$7.81B
$41.1M 0.04%
979,923
-91,330
-9% -$3.86M
NGG icon
400
National Grid
NGG
$82B
$41M 0.04%
719,514
+11,141
+2% +$628K
14 15
16
17 18

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.