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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNY icon
3876
CALL
Sanofi
SNY
$107B
$618K ﹤0.01%
12,200
-18,800
-61% -$957K
WWW icon
3877
Wolverine World Wide
WWW
$1.68B
$617K ﹤0.01%
21,202
-2,624
-11% -$74.8K
EBIX
3878
DELISTED
Ebix Inc
EBIX
$617K ﹤0.01%
62,045
+25,061
+68% +$273K
MSGS icon
3879
Madison Square Garden
MSGS
$9.59B
$616K ﹤0.01%
14,875
+8,580
+136% +$361K
VNM icon
3880
VanEck Vietnam ETF
VNM
$478M
$616K ﹤0.01%
34,367
-1,303
-4% -$23.9K
MFD
3881
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$616K ﹤0.01%
39,482
+4,254
+12% +$65.9K
BIN
3882
DELISTED
PROGRESSIVE WASTE SOLUTIONS LTD COM
BIN
$616K ﹤0.01%
23,929
+21,948
+1,108% +$528K
LH icon
3883
PUT
Labcorp
LH
$25.2B
$615K ﹤0.01%
7,217
+3,841
+114% +$323K
VRTX icon
3884
CALL
Vertex Pharmaceuticals
VRTX
$123B
$614K ﹤0.01%
8,100
-39,800
-83% -$3.17M
PMC
3885
DELISTED
PharMerica Corporation
PMC
$614K ﹤0.01%
46,307
+12,560
+37% +$169K
KATE
3886
DELISTED
Kate Spade & Company
KATE
$614K ﹤0.01%
24,454
+18,953
+345% +$462K
SZYM
3887
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
$613K ﹤0.01%
56,865
+15,520
+38% +$177K
DOLE
3888
DELISTED
DOLE FOOD CO INC NEW CMN STK (DE)
DOLE
$613K ﹤0.01%
45,018
+37,459
+496% +$497K
ATTU
3889
DELISTED
Attunity Ltd
ATTU
$613K ﹤0.01%
+69,152
New +$474K
ON icon
3890
ON Semiconductor
ON
$30.7B
$612K ﹤0.01%
83,814
+24,001
+40% +$184K
DNKN
3891
CALL
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$611K ﹤0.01%
13,500
+2,100
+18% +$92.1K
BLMN icon
3892
Bloomin' Brands
BLMN
$754M
$610K ﹤0.01%
25,836
-17,474
-40% -$418K
CRI icon
3893
Carter's
CRI
$1.43B
$610K ﹤0.01%
8,028
-7,587
-49% -$555K
VGK icon
3894
CALL
Vanguard FTSE Europe ETF
VGK
$30.1B
$610K ﹤0.01%
11,200
+8,700
+348% +$455K
MFL
3895
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$610K ﹤0.01%
46,502
+4,579
+11% +$58.6K
HPY
3896
DELISTED
HEARTLAND PAYMENT SYSTEMS, INC. COM STK
HPY
$610K ﹤0.01%
15,362
-29
-0.2% -$1.11K
NEE icon
3897
CALL
NextEra Energy
NEE
$185B
$609K ﹤0.01%
30,400
-18,000
-37% -$372K
DOX icon
3898
Amdocs
DOX
$6.03B
$608K ﹤0.01%
16,594
-974
-6% -$36.8K
LXK
3899
DELISTED
Lexmark Intl Inc
LXK
$607K ﹤0.01%
18,385
+1,944
+12% +$68.9K
MAA icon
3900
CALL
Mid-America Apartment Communities
MAA
$16B
$606K ﹤0.01%
9,700
– –
154 155
156
157 158

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.