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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNY
3851
PUT
DELISTED
JONES GROUP INC COM STK (PA)
JNY
$748K ﹤0.01%
50,000
+49,800
+24,900% +$722K
FIF
3852
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$747K ﹤0.01%
35,863
+23,884
+199% +$507K
VWTR
3853
DELISTED
Vidler Water Resouces, Inc. Common Stock
VWTR
$747K ﹤0.01%
32,350
+13,917
+76% +$326K
RESI
3854
DELISTED
Front Yard Residential Corporation Common Stock
RESI
$746K ﹤0.01%
24,758
+2,222
+10% +$60.2K
CLB icon
3855
PUT
Core Laboratories
CLB
$455M
$745K ﹤0.01%
3,900
+400
+11% +$74.4K
FE icon
3856
CALL
FirstEnergy
FE
$28.4B
$745K ﹤0.01%
22,600
-6,800
-23% -$240K
CFN
3857
CALL
DELISTED
CAREFUSION CORPORATION
CFN
$745K ﹤0.01%
18,700
+11,300
+153% +$439K
EWRM
3858
DELISTED
GUGGENHEIM RUSSELL MIDCAP EQUAL WEIGHT ETF
EWRM
$745K ﹤0.01%
15,986
+3,858
+32% +$175K
EMR icon
3859
CALL
Emerson Electric
EMR
$81.6B
$744K ﹤0.01%
10,600
-4,500
-30% -$301K
SSNC icon
3860
SS&C Technologies
SSNC
$18.9B
$744K ﹤0.01%
33,622
+13,178
+64% +$265K
SDRL
3861
PUT
DELISTED
Seadrill Limited Common Stock
SDRL
$744K ﹤0.01%
68
+8
+13% +$94.3K
KNDI
3862
Kandi Technologies Group
KNDI
$66.5M
$742K ﹤0.01%
62,950
+40,782
+184% +$304K
PMF
3863
DELISTED
PIMCO Municipal Income Fund
PMF
$742K ﹤0.01%
60,669
+18,325
+43% +$229K
IMGN
3864
CALL
DELISTED
Immunogen Inc
IMGN
$739K ﹤0.01%
50,400
-2,800
-5% -$43K
FOR icon
3865
Forestar Group
FOR
$1.48B
$736K ﹤0.01%
34,598
+22,336
+182% +$467K
DDF
3866
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$736K ﹤0.01%
78,363
+96
+0.1% +$885
PAGG
3867
DELISTED
Invesco Global Agriculture ETF
PAGG
$736K ﹤0.01%
24,613
-2,362
-9% -$69.5K
DVA icon
3868
CALL
DaVita
DVA
$15.5B
$735K ﹤0.01%
11,600
+3,700
+47% +$217K
MFC icon
3869
CALL
Manulife Financial
MFC
$73B
$734K ﹤0.01%
37,200
+35,600
+2,225% +$651K
CADX
3870
DELISTED
CADENCE PHARMACEUTICALS, INC COM STK
CADX
$733K ﹤0.01%
80,999
+46,693
+136% +$337K
BBEP
3871
PUT
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$732K ﹤0.01%
36,000
+30,400
+543% +$580K
NYT icon
3872
New York Times
NYT
$12.6B
$731K ﹤0.01%
46,048
+7,987
+21% +$109K
NMO
3873
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$731K ﹤0.01%
60,956
-18,449
-23% -$220K
AVGO icon
3874
CALL
Broadcom
AVGO
$1.76T
$730K ﹤0.01%
138,000
+111,000
+411% +$511K
INFA
3875
PUT
DELISTED
INFORMATICA CORP
INFA
$730K ﹤0.01%
17,600
– –
153 154
155
156 157

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.