We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DTV
3826
CALL
DELISTED
DIRECTV COM STK (DE)
DTV
$646K ﹤0.01%
10,800
-12,700
-54% -$782K
FM
3827
DELISTED
iShares Frontier and Select EM ETF
FM
$646K ﹤0.01%
+20,489
New +$636K
ENDP
3828
PUT
DELISTED
Endo International plc
ENDP
$645K ﹤0.01%
14,200
+3,500
+33% +$141K
GSK icon
3829
PUT
GSK
GSK
$107B
$642K ﹤0.01%
10,240
-3,680
-26% -$237K
MOAT icon
3830
VanEck Morningstar Wide Moat ETF
MOAT
$11.8B
$642K ﹤0.01%
23,650
-1,000
-4% -$26.2K
UHT
3831
Universal Health Realty Income Trust
UHT
$621M
$642K ﹤0.01%
15,350
+1,900
+14% +$80.7K
MCP
3832
CALL
DELISTED
MOLYCORP INC COM STK
MCP
$642K ﹤0.01%
97,800
-42,200
-30% -$284K
RDOG icon
3833
ALPS REIT Dividend Dogs ETF
RDOG
$11.6M
$640K ﹤0.01%
15,996
-5,707
-26% -$227K
BFO
3834
DELISTED
Blackrock Florida Municipal 2020 Term Trust
BFO
$640K ﹤0.01%
42,124
+1,717
+4% +$26.1K
VOCS
3835
DELISTED
VOCUS INC
VOCS
$640K ﹤0.01%
68,793
+40,444
+143% +$410K
DRI icon
3836
PUT
Darden Restaurants
DRI
$24.3B
$639K ﹤0.01%
15,438
-671
-4% -$29.1K
SOHU
3837
Sohu.com
SOHU
$352M
$639K ﹤0.01%
8,115
-58,553
-88% -$3.85M
BME icon
3838
BlackRock Health Sciences Trust
BME
$569M
$638K ﹤0.01%
19,568
+567
+3% +$18.8K
MUE
3839
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$638K ﹤0.01%
50,588
+5,411
+12% +$67.4K
NS
3840
PUT
DELISTED
NuStar Energy L.P.
NS
$638K ﹤0.01%
15,900
+14,300
+894% +$607K
BRCD
3841
CALL
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$638K ﹤0.01%
79,200
+1,600
+2% +$11.5K
XCO
3842
CALL
DELISTED
Exco Resources
XCO
$638K ﹤0.01%
6,376
-1,907
-23% -$219K
QLGC
3843
DELISTED
QLOGIC CORP
QLGC
$637K ﹤0.01%
58,246
+22,991
+65% +$253K
FNIO
3844
DELISTED
ISHARES TR INDL/OFFICE REAL ESTATE CAPPED ETF
FNIO
$636K ﹤0.01%
21,366
-3,002
-12% -$91K
CALX icon
3845
Calix
CALX
$2.24B
$635K ﹤0.01%
49,880
+13,353
+37% +$163K
CUBE icon
3846
CubeSmart
CUBE
$9.61B
$635K ﹤0.01%
35,612
-48,786
-58% -$831K
DOC icon
3847
CALL
Healthpeak Properties
DOC
$15.5B
$635K ﹤0.01%
17,019
-4,392
-21% -$171K
MHR
3848
PUT
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$634K ﹤0.01%
102,800
+41,200
+67% +$187K
XEL icon
3849
CALL
Xcel Energy
XEL
$49.2B
$632K ﹤0.01%
22,900
+20,900
+1,045% +$598K
ACLS icon
3850
Axcelis
ACLS
$3.44B
$631K ﹤0.01%
74,718
+21,067
+39% +$171K
152 153
154
155 156

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.