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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVGI icon
3776
Commercial Vehicle Group
CVGI
$147M
$797K ﹤0.01%
109,650
+108,095
+6,951% +$820K
NQC
3777
DELISTED
NUVEEN CALIF INVT QUAL MUNI FD
NQC
$796K ﹤0.01%
60,429
+43,014
+247% +$568K
CHU
3778
DELISTED
China Unicom (HONG KONG) Limited
CHU
$794K ﹤0.01%
52,706
-72,297
-58% -$1.13M
N
3779
DELISTED
Netsuite Inc
N
$793K ﹤0.01%
7,696
-57,063
-88% -$5.72M
ATCO
3780
PUT
DELISTED
Atlas Corp.
ATCO
$792K ﹤0.01%
34,500
+26,100
+311% +$583K
RLJ icon
3781
CALL
RLJ Lodging Trust
RLJ
$1.88B
$790K ﹤0.01%
+32,500
New +$784K
MFL
3782
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$790K ﹤0.01%
63,122
+16,620
+36% +$211K
IPFF
3783
DELISTED
iShares International Preferred Stock ETF
IPFF
$787K ﹤0.01%
32,806
+14,978
+84% +$365K
TYN
3784
DELISTED
TORTOISE NORTH AMERICAN ENERGY CORPORATION COM
TYN
$787K ﹤0.01%
28,318
+1,620
+6% +$44.2K
CAR icon
3785
Avis
CAR
$5.47B
$786K ﹤0.01%
19,446
+1,434
+8% +$48K
KBWY icon
3786
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$320M
$786K ﹤0.01%
26,467
+392
+2% +$11.9K
PAY
3787
PUT
DELISTED
Verifone Systems Inc
PAY
$786K ﹤0.01%
29,300
-4,500
-13% -$108K
IBKC
3788
DELISTED
IBERIABANK Corp
IBKC
$785K ﹤0.01%
12,492
+570
+5% +$33.9K
ORIG
3789
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
$785K ﹤0.01%
4
+3
+300% +$534K
GOL
3790
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$784K ﹤0.01%
85,757
+53,550
+166% +$501K
SDT
3791
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
$784K ﹤0.01%
84,734
+77,846
+1,130% +$890K
CTBI icon
3792
Community Trust Bancorp
CTBI
$1.42B
$783K ﹤0.01%
19,067
+982
+5% +$38.4K
TKR icon
3793
CALL
Timken Company
TKR
$9.19B
$782K ﹤0.01%
19,837
+139
+0.7% +$5.42K
CBL
3794
CALL
DELISTED
CBL& Associates Properties, Inc.
CBL
$781K ﹤0.01%
43,500
+41,400
+1,971% +$778K
USA icon
3795
Liberty All-Star Equity Fund
USA
$1.78B
$780K ﹤0.01%
130,591
+2,247
+2% +$12.8K
GLUU
3796
CALL
DELISTED
Glu Mobile Inc.
GLUU
$780K ﹤0.01%
201,100
+182,500
+981% +$619K
SWBI icon
3797
CALL
Smith & Wesson
SWBI
$649M
$778K ﹤0.01%
75,068
-3,903
-5% -$34.9K
HTS
3798
CALL
DELISTED
HATTERAS FINANCIAL CORP
HTS
$778K ﹤0.01%
47,600
+500
+1% +$8.73K
MINI
3799
DELISTED
Mobile Mini Inc
MINI
$777K ﹤0.01%
18,867
-8,432
-31% -$314K
DBV
3800
DELISTED
Invesco DB G10 Currency Harvest Fund
DBV
$777K ﹤0.01%
30,577
-46,870
-61% -$1.2M
150 151
152
153 154

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.