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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VLTR
3726
PUT
DELISTED
VOLTERRA SEMCONDUCTOR CORP
VLTR
$702K ﹤0.01%
+30,500
New +$580K
WY icon
3727
PUT
Weyerhaeuser
WY
$17.6B
$701K ﹤0.01%
24,500
-2,400
-9% -$67.9K
NMA
3728
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$701K ﹤0.01%
56,052
-3,468
-6% -$43.1K
LHX icon
3729
PUT
L3Harris
LHX
$55.4B
$700K ﹤0.01%
11,800
– –
DEG
3730
DELISTED
ETABLISSEMENT DELHZ ADS 4 ADS REPTGS 1 ORD SHS
DEG
$700K ﹤0.01%
44,360
+27,020
+156% +$440K
RMBS icon
3731
CALL
Rambus
RMBS
$8.98B
$699K ﹤0.01%
74,400
+6,300
+9% +$57.7K
HMSY
3732
DELISTED
HMS Holdings Corp.
HMSY
$699K ﹤0.01%
32,517
+3,898
+14% +$95.3K
FRP
3733
DELISTED
Fairpoint Communications, Inc.
FRP
$698K ﹤0.01%
73,141
+72,643
+14,587% +$666K
SBGI icon
3734
Sinclair Inc
SBGI
$1.02B
$696K ﹤0.01%
20,765
+17,286
+497% +$487K
JNY
3735
DELISTED
JONES GROUP INC COM STK (PA)
JNY
$696K ﹤0.01%
46,359
+39,533
+579% +$621K
FEZ icon
3736
CALL
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.29B
$695K ﹤0.01%
18,100
+4,100
+29% +$149K
PYZ icon
3737
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
$71.7M
$695K ﹤0.01%
15,047
+442
+3% +$19.9K
TRV icon
3738
CALL
Travelers Companies
TRV
$81.1B
$695K ﹤0.01%
8,200
-43,000
-84% -$3.55M
NUC
3739
DELISTED
NUVEEN CALIF QUAL INCM MUNI FD
NUC
$695K ﹤0.01%
48,592
+14,109
+41% +$201K
NVO
3740
PUT
Novo Nordisk
NVO
$228B
$694K ﹤0.01%
41,000
+33,000
+413% +$555K
USA icon
3741
Liberty All-Star Equity Fund
USA
$1.78B
$694K ﹤0.01%
128,344
+1,550
+1% +$8.52K
VTLE
3742
DELISTED
Vital Energy
VTLE
$694K ﹤0.01%
1,169
+644
+123% +$315K
DDF
3743
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$693K ﹤0.01%
78,267
-171
-0.2% -$1.53K
CCIH
3744
DELISTED
Chinacache International Holdings Ltd
CCIH
$692K ﹤0.01%
116,290
-5,260
-4% -$25K
LSE
3745
DELISTED
CAPLEASE, INC
LSE
$691K ﹤0.01%
81,321
-27,083
-25% -$230K
DRI icon
3746
CALL
Darden Restaurants
DRI
$24.3B
$690K ﹤0.01%
16,669
-28,526
-63% -$1.24M
CL icon
3747
PUT
Colgate-Palmolive
CL
$74.8B
$688K ﹤0.01%
11,600
-122,800
-91% -$7.28M
IGA
3748
Voya Global Advantage and Premium Opportunity Fund
IGA
$155M
$688K ﹤0.01%
57,617
-1,962
-3% -$23.8K
SLXP
3749
DELISTED
SALIX PHARMACEUTICALS LTD DEL
SLXP
$688K ﹤0.01%
10,293
-38,970
-79% -$2.69M
TRS icon
3750
TriMas Corp
TRS
$1.41B
$687K ﹤0.01%
23,130
+6,085
+36% +$181K
148 149
150
151 152

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.