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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TT icon
351
Trane Technologies
TT
$106B
$47.7M 0.05%
919,262
+341,888
+59% +$16.8M
TSM icon
352
TSMC
TSM
$2.16T
$47.6M 0.05%
2,804,740
+284,065
+11% +$4.84M
JPM icon
353
PUT
JPMorgan Chase
JPM
$930B
$47.6M 0.05%
920,000
+83,300
+10% +$4.47M
FXH icon
354
First Trust Health Care AlphaDEX Fund
FXH
$1.01B
$47.2M 0.05%
1,089,683
+19,080
+2% +$805K
APO icon
355
Apollo Global Management
APO
$68.6B
$46.9M 0.05%
1,660,585
-320,558
-16% -$8.6M
VIAB
356
DELISTED
Viacom Inc. Class B
VIAB
$46.8M 0.05%
559,557
+48,004
+9% +$3.72M
ECON icon
357
Columbia Emerging Markets Consumer ETF
ECON
$331M
$46.6M 0.05%
1,728,634
+162,983
+10% +$4.26M
XOM icon
358
CALL
ExxonMobil
XOM
$650B
$46.5M 0.05%
540,400
+63,500
+13% +$5.72M
MOS icon
359
CALL
The Mosaic Company
MOS
$7.08B
$46.3M 0.05%
1,076,500
+1,056,400
+5,256% +$49.2M
RIG icon
360
CALL
Transocean
RIG
$5.89B
$46.3M 0.05%
1,039,900
-84,200
-7% -$3.98M
EROC
361
DELISTED
EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR
EROC
$46.1M 0.05%
6,487,657
-591,248
-8% -$4.11M
LLY icon
362
Eli Lilly
LLY
$1.06T
$46M 0.05%
912,991
+44,211
+5% +$2.31M
AEP icon
363
American Electric Power
AEP
$73.4B
$45.9M 0.05%
1,059,879
+43,796
+4% +$1.95M
ADP icon
364
Automatic Data Processing
ADP
$97.1B
$45.9M 0.05%
721,994
-31,022
-4% -$1.97M
TLT icon
365
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$45.7M 0.05%
429,900
+55,500
+15% +$5.88M
C icon
366
PUT
Citigroup
C
$221B
$45.4M 0.05%
935,000
-156,600
-14% -$7.92M
MSFT icon
367
PUT
Microsoft
MSFT
$2.83T
$45.2M 0.05%
1,357,000
-78,300
-5% -$2.58M
SE
368
DELISTED
Spectra Energy Corp Wi
SE
$45.2M 0.05%
1,319,306
+62,251
+5% +$2.15M
FDN icon
369
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.84B
$44.7M 0.05%
831,363
+235,370
+39% +$11.8M
HEP
370
DELISTED
Holly Energy Partners, L.P.
HEP
$44.7M 0.05%
1,350,301
-13,727
-1% -$500K
DVN icon
371
Devon Energy
DVN
$52.2B
$44.6M 0.05%
771,989
+54,137
+8% +$3.09M
STT icon
372
State Street
STT
$50.6B
$44.5M 0.05%
677,041
+21,018
+3% +$1.44M
VHT icon
373
Vanguard Health Care ETF
VHT
$18.1B
$44.5M 0.05%
477,738
-5,099
-1% -$468K
FITB
374
Fifth Third Bancorp
FITB
$51.8B
$44.1M 0.05%
2,445,587
+1,112,860
+84% +$20.9M
EWU icon
375
iShares MSCI United Kingdom ETF
EWU
$4B
$44M 0.05%
1,122,548
+94,409
+9% +$3.59M
13 14
15
16 17

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.