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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXPD icon
3676
PUT
Expeditors International
EXPD
$22.3B
$736K ﹤0.01%
16,700
+2,100
+14% +$87.1K
RBC icon
3677
RBC Bearings
RBC
$17.4B
$735K ﹤0.01%
11,163
-510
-4% -$29.9K
WSO icon
3678
Watsco Inc
WSO
$13.2B
$735K ﹤0.01%
7,798
-4,163
-35% -$381K
SUNE
3679
CALL
DELISTED
SUNEDISON, INC COM
SUNE
$735K ﹤0.01%
92,216
+14,516
+19% +$120K
MWIV
3680
DELISTED
MWI VETERINARY SUPPLY, INC.
MWIV
$735K ﹤0.01%
4,923
+467
+10% +$66.1K
AAT
3681
American Assets Trust
AAT
$1.46B
$734K ﹤0.01%
24,062
-6,233
-21% -$197K
RYL
3682
PUT
DELISTED
RYLAND GROUP INC
RYL
$734K ﹤0.01%
18,100
+8,700
+93% +$335K
EGO icon
3683
PUT
Eldorado Gold
EGO
$8.33B
$733K ﹤0.01%
21,840
-4,580
-17% -$174K
PIR
3684
DELISTED
Pier 1 Imports, Inc.
PIR
$733K ﹤0.01%
1,878
+1,193
+174% +$540K
AMRC icon
3685
Ameresco
AMRC
$980M
$731K ﹤0.01%
72,994
-5,486
-7% -$49.7K
JHI
3686
John Hancock Investors Trust
JHI
$114M
$731K ﹤0.01%
38,709
+13,665
+55% +$270K
CSTE icon
3687
Caesarstone
CSTE
$69.5M
$730K ﹤0.01%
15,978
+5,127
+47% +$194K
HL icon
3688
Hecla Mining
HL
$9.49B
$729K ﹤0.01%
232,101
-61,684
-21% -$201K
ZOLT
3689
DELISTED
ZOLTEK COMPANIES INC
ZOLT
$728K ﹤0.01%
43,625
-15,001
-26% -$214K
GLP icon
3690
Global Partners
GLP
$1.65B
$727K ﹤0.01%
20,914
+1,345
+7% +$48.3K
ROK icon
3691
CALL
Rockwell Automation
ROK
$51.1B
$727K ﹤0.01%
6,800
+5,400
+386% +$528K
DNY
3692
CALL
DELISTED
DONNELLEY R R & SONS CO
DNY
$727K ﹤0.01%
46,100
-71,700
-61% -$1.13M
SDRL
3693
PUT
DELISTED
Seadrill Limited Common Stock
SDRL
$726K ﹤0.01%
60
+28
+88% +$331K
MCF
3694
DELISTED
Contango Oil & Gas Co.
MCF
$726K ﹤0.01%
19,750
+2,129
+12% +$80.2K
BSFT
3695
PUT
DELISTED
BroadSoft, Inc.
BSFT
$725K ﹤0.01%
20,100
+100
+0.5% +$3.24K
JRO
3696
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$724K ﹤0.01%
58,544
+16,319
+39% +$204K
SBSW icon
3697
Sibanye-Stillwater
SBSW
$6.05B
$723K ﹤0.01%
147,325
+25,931
+21% +$94.8K
SCJ icon
3698
iShares MSCI Japan Small-Cap ETF
SCJ
$248M
$722K ﹤0.01%
13,077
+10,037
+330% +$521K
SJI
3699
DELISTED
South Jersey Industries, Inc.
SJI
$722K ﹤0.01%
24,626
+13,978
+131% +$413K
ISIL
3700
DELISTED
Intersil Corp
ISIL
$722K ﹤0.01%
64,302
+52,474
+444% +$526K
146 147
148
149 150

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.