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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDS icon
3651
Telephone and Data Systems
TDS
$3.87B
$756K ﹤0.01%
25,570
-24,875
-49% -$684K
KLAC icon
3652
CALL
KLA
KLAC
$222B
$755K ﹤0.01%
124,000
-70,000
-36% -$410K
NAZ icon
3653
Nuveen Arizona Quality Municipal Income Fund
NAZ
$156M
$755K ﹤0.01%
60,933
-42,257
-41% -$517K
MSD
3654
Morgan Stanley Emerging Markets Debt Fund
MSD
$146M
$754K ﹤0.01%
75,445
-21,269
-22% -$211K
LGF
3655
CALL
DELISTED
Lions Gate Entertainment
LGF
$754K ﹤0.01%
21,500
-2,600
-11% -$88.2K
FSYS
3656
DELISTED
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
$754K ﹤0.01%
38,349
-71,487
-65% -$1.38M
FAM
3657
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$753K ﹤0.01%
51,779
-124,720
-71% -$1.82M
UPL
3658
PUT
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$753K ﹤0.01%
36,600
-73,100
-67% -$1.54M
PCH
3659
DELISTED
PotlatchDeltic
PCH
$752K ﹤0.01%
18,971
-2,826
-13% -$116K
SHG icon
3660
Shinhan Financial Group
SHG
$32.1B
$752K ﹤0.01%
18,567
+8,617
+87% +$319K
PAL
3661
DELISTED
NORTH AMERICAN PALLADIUM LTD
PAL
$752K ﹤0.01%
783,799
-51,871
-6% -$55.6K
DBO icon
3662
Invesco DB Oil Fund
DBO
$401M
$751K ﹤0.01%
27,355
+6,347
+30% +$174K
UIL
3663
DELISTED
UIL HOLDINGS
UIL
$750K ﹤0.01%
20,166
+8,570
+74% +$332K
OREX
3664
DELISTED
Orexigen Therapeutics, Inc.
OREX
$748K ﹤0.01%
12,205
-563
-4% -$38.1K
CDE icon
3665
Coeur Mining
CDE
$15.1B
$747K ﹤0.01%
61,950
+18,124
+41% +$248K
IPG
3666
CALL
DELISTED
Interpublic Group of Companies
IPG
$747K ﹤0.01%
43,500
+34,800
+400% +$561K
JBLU icon
3667
JetBlue
JBLU
$2.16B
$747K ﹤0.01%
112,092
-26,761
-19% -$173K
HIW icon
3668
Highwoods Properties
HIW
$3.79B
$746K ﹤0.01%
21,125
-20,631
-49% -$734K
GCV
3669
Gabelli Convertible and Income Securities Fund
GCV
$89.9M
$745K ﹤0.01%
119,824
+9,455
+9% +$59.2K
GORO icon
3670
Goldgroup Mining Inc.
GORO
$155M
$745K ﹤0.01%
112,640
+16,663
+17% +$132K
GTE icon
3671
Gran Tierra Energy
GTE
$236M
$745K ﹤0.01%
10,503
+8,073
+332% +$530K
NVO
3672
CALL
Novo Nordisk
NVO
$228B
$745K ﹤0.01%
44,000
+13,000
+42% +$219K
SUI icon
3673
Sun Communities
SUI
$15.8B
$742K ﹤0.01%
17,403
-7,329
-30% -$346K
IIM icon
3674
Invesco Value Municipal Income Trust
IIM
$585M
$738K ﹤0.01%
54,414
+26,019
+92% +$352K
SRL icon
3675
Scully Royalty
SRL
$75.4M
$737K ﹤0.01%
17,550
+4,056
+30% +$170K
145 146
147
148 149

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.