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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHUY
3576
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
$800K ﹤0.01%
22,281
+10,173
+84% +$379K
GES
3577
DELISTED
Guess Inc
GES
$799K ﹤0.01%
26,777
+211
+0.8% +$6.6K
SOFO
3578
DELISTED
Sonic Foundry, Inc. Common Stock
SOFO
$799K ﹤0.01%
86,789
+4,822
+6% +$45.2K
GDP
3579
PUT
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
$799K ﹤0.01%
32,900
-245,400
-88% -$4.94M
PWY
3580
DELISTED
POWERSHARES DYNAMIC SMALL CAP VALUE PORTFOLIO
PWY
$799K ﹤0.01%
35,629
+3,030
+9% +$67.9K
AKS
3581
DELISTED
AK Steel Holding Corp
AKS
$797K ﹤0.01%
212,552
+81,945
+63% +$292K
SWC
3582
CALL
DELISTED
Stillwater Mining Co
SWC
$797K ﹤0.01%
72,400
-231,800
-76% -$2.68M
PER
3583
DELISTED
SANDRIDGE PERMIAN TRUST
PER
$796K ﹤0.01%
56,052
-2,604
-4% -$38.8K
SZYM
3584
PUT
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
$796K ﹤0.01%
73,800
-14,800
-17% -$169K
TSI
3585
TCW Strategic Income Fund
TSI
$213M
$795K ﹤0.01%
147,539
+767
+0.5% +$4.12K
UWM icon
3586
ProShares Ultra Russell2000
UWM
$241M
$795K ﹤0.01%
+43,600
New +$747K
OTEX icon
3587
Open Text
OTEX
$6.28B
$794K ﹤0.01%
42,564
-12,896
-23% -$226K
BRCD
3588
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$794K ﹤0.01%
98,664
-78,917
-44% -$565K
PAI
3589
Western Asset Investment Grade Income Fund
PAI
$113M
$793K ﹤0.01%
62,449
+34,406
+123% +$434K
TLP
3590
DELISTED
Transmontaigne
TLP
$793K ﹤0.01%
19,458
-10,142
-34% -$425K
ZG icon
3591
PUT
Zillow
ZG
$7.85B
$792K ﹤0.01%
28,200
-8,400
-23% -$232K
SCHG icon
3592
Schwab US Large-Cap Growth ETF
SCHG
$58.2B
$791K ﹤0.01%
154,096
+97,704
+173% +$493K
ERF
3593
PUT
DELISTED
Enerplus Corporation
ERF
$791K ﹤0.01%
48,052
-4,130
-8% -$67.7K
BEL
3594
DELISTED
Belmond Ltd.
BEL
$791K ﹤0.01%
60,943
-2,084
-3% -$26.1K
SAM icon
3595
Boston Beer
SAM
$1.95B
$790K ﹤0.01%
3,235
+1,077
+50% +$223K
BPK
3596
DELISTED
Blackrock Muni 2018 Term Tr
BPK
$790K ﹤0.01%
49,145
-1,694
-3% -$27.1K
EWEM
3597
DELISTED
Invesco MSCI Emerging Markets Equal Country Weight ETF
EWEM
$790K ﹤0.01%
23,920
+7,750
+48% +$250K
HRC
3598
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$789K ﹤0.01%
22,004
-9,323
-30% -$330K
SOHU
3599
PUT
Sohu.com
SOHU
$352M
$788K ﹤0.01%
10,000
+4,600
+85% +$302K
ENY
3600
DELISTED
Invesco Canadian Energy Income ETF
ENY
$787K ﹤0.01%
53,941
-7,679
-12% -$110K
142 143
144
145 146

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.