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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MR
3526
DELISTED
MINDRAY MED INTL LTD SPONSORED ADR REPSTG CL A
MR
$842K ﹤0.01%
21,647
-39,416
-65% -$1.59M
NVR icon
3527
NVR
NVR
$17.1B
$841K ﹤0.01%
915
-128
-12% -$116K
CVU icon
3528
CPI Aerostructures
CVU
$63.1M
$840K ﹤0.01%
72,483
-11,022
-13% -$123K
TSCO icon
3529
PUT
Tractor Supply
TSCO
$16.3B
$840K ﹤0.01%
62,500
+56,500
+942% +$696K
BSAC icon
3530
Banco Santander Chile
BSAC
$16.1B
$839K ﹤0.01%
31,892
-53,488
-63% -$1.28M
CDP icon
3531
COPT Defense Properties
CDP
$4.32B
$835K ﹤0.01%
36,137
-42,659
-54% -$1.06M
NDLS icon
3532
Noodles & Co
NDLS
$95.1M
$835K ﹤0.01%
+2,435
New +$847K
TFC icon
3533
CALL
Truist Financial
TFC
$63.9B
$834K ﹤0.01%
24,700
+9,600
+64% +$335K
AEP icon
3534
CALL
American Electric Power
AEP
$70.4B
$832K ﹤0.01%
19,200
-76,000
-80% -$3.38M
IPGP icon
3535
IPG Photonics
IPGP
$3.4B
$832K ﹤0.01%
14,756
+4,022
+37% +$235K
WCG
3536
DELISTED
Wellcare Health Plans, Inc.
WCG
$832K ﹤0.01%
11,937
-4,560
-28% -$292K
ENS icon
3537
EnerSys
ENS
$6.43B
$830K ﹤0.01%
13,692
+1,907
+16% +$102K
GLW icon
3538
CALL
Corning
GLW
$107B
$830K ﹤0.01%
56,900
+20,400
+56% +$302K
POR icon
3539
Portland General Electric
POR
$5.82B
$830K ﹤0.01%
29,395
+540
+2% +$16.1K
JJC
3540
DELISTED
iPath Bloomberg Copper Subindex Total Return ETN due October 22, 2037
JJC
$830K ﹤0.01%
20,393
-16,860
-45% -$669K
LSTR icon
3541
Landstar System
LSTR
$6.04B
$829K ﹤0.01%
14,812
+8,232
+125% +$451K
WGL
3542
DELISTED
Wgl Holdings
WGL
$825K ﹤0.01%
19,309
-6,707
-26% -$292K
MAR icon
3543
PUT
Marriott International
MAR
$100B
$824K ﹤0.01%
19,600
+1,600
+9% +$66.4K
UPBD icon
3544
Upbound Group
UPBD
$1.22B
$823K ﹤0.01%
21,594
-11,359
-34% -$438K
TC
3545
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
$823K ﹤0.01%
229,170
+21,969
+11% +$73.8K
MAKO
3546
DELISTED
MAKO SURGICAL CORP COM
MAKO
$823K ﹤0.01%
27,901
-63,586
-70% -$969K
RBS.PRM
3547
DELISTED
ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK)
RBS.PRM
$822K ﹤0.01%
39,161
-5,239
-12% -$107K
ERIC icon
3548
PUT
Ericsson
ERIC
$32.1B
$821K ﹤0.01%
61,500
-3,100
-5% -$38.5K
IM
3549
DELISTED
Ingram Micro
IM
$821K ﹤0.01%
35,618
-3,378
-9% -$74.5K
VOOV icon
3550
Vanguard S&P 500 Value ETF
VOOV
$6.61B
$820K ﹤0.01%
10,921
+2,145
+24% +$162K
140 141
142
143 144

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.