We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIEN icon
3501
PUT
Ciena
CIEN
$46.8B
$1.02M ﹤0.01%
42,600
-14,000
-25% -$333K
EVGN icon
3502
Evogene
EVGN
$5.83M
$1.02M ﹤0.01%
+5,188
New +$958K
WIA
3503
Western Asset Inflation-Linked Income Fund
WIA
$185M
$1.02M ﹤0.01%
89,124
-45,429
-34% -$523K
IDGT icon
3504
iShares US Digital Infrastructure and Real Estate ETF
IDGT
$468M
$1.02M ﹤0.01%
31,515
+9,597
+44% +$293K
FTNT icon
3505
PUT
Fortinet
FTNT
$112B
$1.02M ﹤0.01%
265,500
+248,500
+1,462% +$968K
HEQ
3506
John Hancock Hedged Equity & Income Fund
HEQ
$137M
$1.02M ﹤0.01%
59,544
+1,977
+3% +$33.8K
BRXX
3507
DELISTED
EGSHARES BRAZIL INFRASTURE ETF
BRXX
$1.02M ﹤0.01%
59,656
-8,060
-12% -$146K
CVD
3508
DELISTED
COVANCE INC.
CVD
$1.02M ﹤0.01%
11,545
+4,918
+74% +$426K
HNI icon
3509
HNI Corp
HNI
$3.08B
$1.01M ﹤0.01%
26,027
+5,040
+24% +$192K
FRN
3510
DELISTED
Invesco Frontier Markets ETF
FRN
$1.01M ﹤0.01%
62,275
-55,019
-47% -$933K
APOL
3511
PUT
DELISTED
Apollo Education Group Inc Class A
APOL
$1.01M ﹤0.01%
37,000
-4,700
-11% -$117K
USB icon
3512
CALL
US Bancorp
USB
$97.9B
$1.01M ﹤0.01%
25,000
-52,300
-68% -$2.01M
ERTH icon
3513
Invesco MSCI Sustainable Future ETF
ERTH
$131M
$1.01M ﹤0.01%
31,752
+6,845
+27% +$206K
RVBD
3514
DELISTED
RIVERBED TECHNOLOGY, INC COM
RVBD
$1.01M ﹤0.01%
55,822
-101,690
-65% -$1.65M
DVA icon
3515
PUT
DaVita
DVA
$15.5B
$1.01M ﹤0.01%
15,900
-3,200
-17% -$188K
ESV
3516
CALL
DELISTED
Ensco Rowan plc
ESV
$1.01M ﹤0.01%
4,400
-450
-9% -$104K
EWO icon
3517
iShares MSCI Austria ETF
EWO
$172M
$1M ﹤0.01%
50,719
-25,704
-34% -$507K
JCI icon
3518
PUT
Johnson Controls International
JCI
$85.1B
$1M ﹤0.01%
18,718
+3,629
+24% +$179K
CYBX
3519
DELISTED
CYBERONICS INC
CYBX
$1M ﹤0.01%
15,365
-1,475
-9% -$89.4K
VIA
3520
DELISTED
Viacom Inc. Class A
VIA
$1M ﹤0.01%
11,442
-99
-0.9% -$8.19K
VPHM
3521
DELISTED
VIROPHARMA INC
VPHM
$1M ﹤0.01%
20,136
+15,446
+329% +$691K
KMB icon
3522
PUT
Kimberly-Clark
KMB
$37.6B
$1M ﹤0.01%
10,013
-1,251
-11% -$125K
MHF
3523
Western Asset Municipal High Income Fund
MHF
$151M
$1M ﹤0.01%
148,807
+5,385
+4% +$36.2K
JJG
3524
DELISTED
iPath Bloomberg Grains Subindex Total Return ETN due October 22, 2037
JJG
$1M ﹤0.01%
23,220
-41,539
-64% -$1.88M
OIH icon
3525
CALL
VanEck Oil Services ETF
OIH
$1.97B
$1M ﹤0.01%
1,040
+530
+104% +$516K
139 140
141
142 143

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.