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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMI icon
326
Cummins
CMI
$91.8B
$52.4M 0.05%
394,688
-10,974
-3% -$1.35M
YELP icon
327
Yelp
YELP
$1.35B
$52.3M 0.05%
790,455
+160,628
+26% +$8.23M
BNS icon
328
Scotiabank
BNS
$106B
$52.1M 0.05%
977,874
-576,910
-37% -$30.1M
DXJ icon
329
PUT
WisdomTree Japan Hedged Equity Fund
DXJ
$7.17B
$52.1M 0.05%
1,086,300
+965,700
+801% +$45.3M
ACN icon
330
Accenture
ACN
$84.9B
$51.5M 0.05%
699,259
+78,815
+13% +$5.83M
HPQ icon
331
PUT
HP
HPQ
$22.4B
$51.5M 0.05%
5,400,625
+3,663,687
+211% +$40.5M
IJJ icon
332
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.76B
$50.9M 0.05%
943,182
-30,868
-3% -$1.65M
BNY
333
Bank of New York Mellon
BNY
$109B
$50.8M 0.05%
1,681,212
+297,485
+21% +$9.12M
XLF icon
334
PUT
State Street Financial Select Sector SPDR ETF
XLF
$55.1B
$50.6M 0.05%
2,893,431
-3,446,030
-54% -$61.1M
LO
335
DELISTED
LORILLARD INC COM STK
LO
$50.4M 0.05%
1,126,490
+61,867
+6% +$2.73M
DCP
336
DELISTED
DCP Midstream, LP
DCP
$50.2M 0.05%
1,011,240
+262,199
+35% +$13.3M
GEL icon
337
Genesis Energy
GEL
$1.85B
$50M 0.05%
998,351
+71,192
+8% +$3.58M
SLB icon
338
PUT
SLB Ltd
SLB
$70.6B
$49.9M 0.05%
564,700
+201,315
+55% +$16.5M
IYW icon
339
iShares US Technology ETF
IYW
$24B
$49.9M 0.05%
2,531,480
+372,548
+17% +$7.24M
B
340
Barrick Mining
B
$62.3B
$49.9M 0.05%
2,677,976
-131,825
-5% -$2.33M
PRU icon
341
Prudential Financial
PRU
$40.9B
$49.7M 0.05%
636,834
+27,613
+5% +$2.17M
NEM icon
342
Newmont
NEM
$101B
$49.3M 0.05%
1,754,264
+111,720
+7% +$3.31M
CAM
343
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$49M 0.05%
839,100
+151,279
+22% +$9.01M
UPS icon
344
CALL
United Parcel Service
UPS
$97B
$48.9M 0.05%
535,300
-240,400
-31% -$21.1M
POT
345
PUT
DELISTED
Potash Corp Of Saskatchewan
POT
$48.5M 0.05%
1,551,700
+1,430,700
+1,182% +$47.4M
BWP
346
DELISTED
Boardwalk Pipeline Partners
BWP
$48.5M 0.05%
1,596,154
-138,947
-8% -$4.26M
DBC icon
347
Invesco DB Commodity Index Tracking Fund
DBC
$1.74B
$48.1M 0.05%
1,867,539
+62,368
+3% +$1.63M
URI icon
348
United Rentals
URI
$71.4B
$47.9M 0.05%
821,676
-102,953
-11% -$5.71M
CB icon
349
Chubb
CB
$137B
$47.8M 0.05%
511,331
+162,360
+47% +$14.8M
PARA
350
DELISTED
Paramount Global Class B
PARA
$47.8M 0.05%
865,712
+60,909
+8% +$3.24M
12 13
14
15 16

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.