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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXA icon
3401
PUT
Invesco CurrencyShares Australian Dollar Trust
FXA
$96.4M
$1.11M ﹤0.01%
12,400
-101,000
-89% -$9.38M
SHG icon
3402
Shinhan Financial Group
SHG
$32.1B
$1.11M ﹤0.01%
24,259
+5,692
+31% +$244K
MVF
3403
DELISTED
BlackRock MuniVest Fund
MVF
$1.11M ﹤0.01%
124,320
-6,376
-5% -$58.2K
SMMU icon
3404
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.14B
$1.11M ﹤0.01%
22,067
-6,476
-23% -$325K
AMTD
3405
DELISTED
TD Ameritrade Holding Corp
AMTD
$1.11M ﹤0.01%
36,132
-43,141
-54% -$1.23M
HSH
3406
CALL
DELISTED
HILLSHIRE BRANDS CO
HSH
$1.11M ﹤0.01%
33,100
-2,500
-7% -$81.1K
LXK
3407
DELISTED
Lexmark Intl Inc
LXK
$1.11M ﹤0.01%
31,137
+12,752
+69% +$449K
SYY icon
3408
CALL
Sysco
SYY
$40.8B
$1.1M ﹤0.01%
30,600
+14,200
+87% +$480K
BMR
3409
CALL
DELISTED
BIOMED REALTY TRUST INC
BMR
$1.1M ﹤0.01%
+61,000
New +$1.16M
ENZL icon
3410
iShares MSCI New Zealand ETF
ENZL
$77.6M
$1.1M ﹤0.01%
29,530
-6,330
-18% -$246K
IPD
3411
DELISTED
SPDR S&P International Consumer Discretionary Sector
IPD
$1.1M ﹤0.01%
27,168
+2,044
+8% +$79.9K
AMRN
3412
Amarin Corp
AMRN
$297M
$1.1M ﹤0.01%
27,936
-4,482
-14% -$232K
XRAY icon
3413
CALL
Dentsply Sirona
XRAY
$2.84B
$1.1M ﹤0.01%
22,700
+17,000
+298% +$796K
BBBY
3414
CALL
DELISTED
Bed Bath & Beyond Inc
BBBY
$1.1M ﹤0.01%
13,700
-10,000
-42% -$774K
IAK icon
3415
iShares US Insurance ETF
IAK
$521M
$1.1M ﹤0.01%
23,207
+4,407
+23% +$200K
ST icon
3416
Sensata Technologies
ST
$6.69B
$1.1M ﹤0.01%
28,364
+20,206
+248% +$774K
NAC icon
3417
Nuveen California Quality Municipal Income Fund
NAC
$1.84B
$1.1M ﹤0.01%
85,376
-45,917
-35% -$582K
KKR icon
3418
PUT
KKR & Co
KKR
$89.1B
$1.09M ﹤0.01%
45,000
-7,200
-14% -$166K
WGL
3419
DELISTED
Wgl Holdings
WGL
$1.09M ﹤0.01%
27,350
+8,041
+42% +$335K
GES
3420
DELISTED
Guess Inc
GES
$1.09M ﹤0.01%
35,188
+8,411
+31% +$267K
SMOG icon
3421
VanEck Low Carbon Energy ETF
SMOG
$125M
$1.09M ﹤0.01%
19,533
-635
-3% -$34.9K
TYL icon
3422
CALL
Tyler Technologies
TYL
$13.7B
$1.09M ﹤0.01%
10,700
-200
-2% -$19.4K
WST icon
3423
West Pharmaceutical
WST
$23.7B
$1.09M ﹤0.01%
22,252
+19,460
+697% +$911K
GD icon
3424
CALL
General Dynamics
GD
$103B
$1.09M ﹤0.01%
11,400
-7,800
-41% -$697K
NNY icon
3425
Nuveen New York Municipal Value Fund
NNY
$157M
$1.09M ﹤0.01%
124,298
-14,394
-10% -$126K
135 136
137
138 139

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.