We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLDX icon
3376
Celldex Therapeutics
CLDX
$2.94B
$1.14M ﹤0.01%
3,137
-1,214
-28% -$468K
OIA icon
3377
Invesco Municipal Income Opportunities Trust
OIA
$294M
$1.14M ﹤0.01%
183,712
+3,766
+2% +$23.2K
POLY
3378
DELISTED
Plantronics, Inc.
POLY
$1.14M ﹤0.01%
24,501
+9,237
+61% +$416K
NJR icon
3379
New Jersey Resources
NJR
$6B
$1.14M ﹤0.01%
49,090
-14,554
-23% -$327K
ELS icon
3380
Equity Lifestyle Properties
ELS
$13.1B
$1.13M ﹤0.01%
62,572
+10,072
+19% +$182K
MRVL icon
3381
CALL
Marvell Technology
MRVL
$147B
$1.13M ﹤0.01%
78,800
+51,200
+186% +$659K
RLD
3382
DELISTED
REALD INC COM STK
RLD
$1.13M ﹤0.01%
132,680
-2,124
-2% -$16.6K
GATX icon
3383
GATX Corp
GATX
$6.45B
$1.13M ﹤0.01%
21,711
+1,973
+10% +$99.2K
TLK icon
3384
Telkom Indonesia
TLK
$14.2B
$1.13M ﹤0.01%
63,096
-114,210
-64% -$2.16M
DGAS
3385
DELISTED
Delta Natural Gas Co Inc
DGAS
$1.13M ﹤0.01%
50,543
+1,360
+3% +$29.7K
BSMX
3386
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
$1.13M ﹤0.01%
82,791
-48,258
-37% -$665K
WCG
3387
DELISTED
Wellcare Health Plans, Inc.
WCG
$1.13M ﹤0.01%
16,038
+4,101
+34% +$286K
GNT
3388
GAMCO Natural Resources, Gold & Income Trust
GNT
$137M
$1.13M ﹤0.01%
112,353
-10,050
-8% -$107K
MAN icon
3389
CALL
ManpowerGroup
MAN
$2.6B
$1.13M ﹤0.01%
13,100
+13,000
+13,000% +$1.04M
GWW icon
3390
PUT
W.W. Grainger
GWW
$64.2B
$1.12M ﹤0.01%
4,400
-100
-2% -$26K
CLH icon
3391
Clean Harbors
CLH
$17.2B
$1.12M ﹤0.01%
18,705
-1,143
-6% -$65.9K
RING icon
3392
iShares MSCI Global Gold Miners ETF
RING
$2.26B
$1.12M ﹤0.01%
61,536
+52,246
+562% +$1.03M
TRQ.RT
3393
DELISTED
TURQUOISE HILL RES LTD RTS EXP 01/07/2014 (DE)
TRQ.RT
$1.12M ﹤0.01%
+1,169,038
New +$1.02M
ACIW icon
3394
ACI Worldwide
ACIW
$6.12B
$1.12M ﹤0.01%
51,693
+15,093
+41% +$299K
QRE
3395
CALL
DELISTED
QR ENERGY LP UNIT LTD PARTNERSHIP INT (DE)
QRE
$1.12M ﹤0.01%
65,400
+60,500
+1,235% +$1.02M
HOLX
3396
CALL
DELISTED
Hologic
HOLX
$1.12M ﹤0.01%
50,000
+49,700
+16,567% +$1.1M
RBCN
3397
DELISTED
Rubicon Technology, Inc.
RBCN
$1.11M ﹤0.01%
11,189
-1,001
-8% -$97.1K
CLR
3398
PUT
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$1.11M ﹤0.01%
19,800
-4,000
-17% -$224K
XLYS
3399
DELISTED
POWERSHARES S&P SMALLCAP CONSUMER DISCRETIONARY PORT
XLYS
$1.11M ﹤0.01%
22,674
-5,051
-18% -$248K
PRB
3400
DELISTED
VanEck Vectors Pre-Refunded Municipal Index ETF
PRB
$1.11M ﹤0.01%
45,343
+3,064
+7% +$75.5K
134 135
136
137 138

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.