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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRXL
3326
DELISTED
Parexel International Corp
PRXL
$993K ﹤0.01%
19,778
+2,529
+15% +$124K
STJ
3327
PUT
DELISTED
St Jude Medical
STJ
$992K ﹤0.01%
18,500
-10,800
-37% -$556K
FIO
3328
PUT
DELISTED
FUSION-IO INC COM
FIO
$991K ﹤0.01%
74,000
+19,300
+35% +$254K
PPL
3329
PUT
PPL Corp
PPL
$26.9B
$990K ﹤0.01%
35,001
-21,688
-38% -$622K
IPN
3330
DELISTED
SPDR S&P International Industrial Sector
IPN
$989K ﹤0.01%
32,116
+31,499
+5,105% +$918K
PEG icon
3331
PUT
Public Service Enterprise Group
PEG
$38.7B
$988K ﹤0.01%
30,000
-600
-2% -$19.9K
IPS
3332
DELISTED
SPDR S&P International Consumer Staples Sector
IPS
$988K ﹤0.01%
25,399
+22,930
+929% +$874K
DEI icon
3333
Douglas Emmett
DEI
$2.05B
$987K ﹤0.01%
42,057
-39,966
-49% -$972K
GPI icon
3334
Group 1 Automotive
GPI
$4.26B
$985K ﹤0.01%
12,682
+469
+4% +$35K
NDAQ icon
3335
Nasdaq
NDAQ
$53.4B
$985K ﹤0.01%
92,082
+42,534
+86% +$455K
JSD
3336
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$985K ﹤0.01%
51,542
-22,127
-30% -$428K
TRW
3337
CALL
DELISTED
TRW AUTOMOTIVE HOLDINGS CORP
TRW
$984K ﹤0.01%
13,800
-2,400
-15% -$169K
TRLA
3338
DELISTED
TRULIA INC (DEL)
TRLA
$984K ﹤0.01%
20,922
-42,792
-67% -$1.79M
EZCH
3339
DELISTED
EZCHIP SEMICONDUCTOR LIMITED ORD SHS (IL)
EZCH
$984K ﹤0.01%
39,915
+17,849
+81% +$501K
HOG icon
3340
PUT
Harley-Davidson
HOG
$2.61B
$983K ﹤0.01%
15,300
+3,500
+30% +$207K
GAP
3341
CALL
The Gap Inc
GAP
$7.3B
$983K ﹤0.01%
24,400
+11,700
+92% +$505K
VGLT icon
3342
Vanguard Long-Term Treasury ETF
VGLT
$10.1B
$980K ﹤0.01%
14,679
+6,873
+88% +$457K
SPLK
3343
CALL
DELISTED
Splunk Inc
SPLK
$979K ﹤0.01%
16,300
+5,100
+46% +$271K
NPF
3344
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$979K ﹤0.01%
75,879
+10,825
+17% +$136K
EMR icon
3345
CALL
Emerson Electric
EMR
$81.6B
$977K ﹤0.01%
15,100
-91,900
-86% -$5.62M
JMT
3346
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$977K ﹤0.01%
40,700
+4,237
+12% +$102K
MHF
3347
Western Asset Municipal High Income Fund
MHF
$151M
$976K ﹤0.01%
143,422
+120,370
+522% +$818K
LIWA
3348
DELISTED
LIHUA INTL INC COM STK (DE)
LIWA
$976K ﹤0.01%
196,065
-5,179
-3% -$26.3K
ACOR
3349
DELISTED
Acorda Therapeutics
ACOR
$975K ﹤0.01%
238
+56
+31% +$241K
RFV icon
3350
Invesco S&P MidCap 400 Pure Value ETF
RFV
$336M
$974K ﹤0.01%
20,902
+13,180
+171% +$605K
132 133
134
135 136

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.