We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCS
3301
DELISTED
FAIRCHILD SEMICONDUCTOR INTL INC COMMON
FCS
$1.18M ﹤0.01%
85,708
+65,440
+323% +$874K
TWTC
3302
DELISTED
TW TELECOM INC CL A COM
TWTC
$1.18M ﹤0.01%
37,748
-5,007
-12% -$151K
FCEL icon
3303
CALL
FuelCell Energy
FCEL
$1.45B
$1.18M ﹤0.01%
110
+98
+817% +$851K
JE
3304
DELISTED
Just Energy Group Inc
JE
$1.18M ﹤0.01%
4,444
+1,492
+51% +$373K
QIHU
3305
PUT
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
$1.18M ﹤0.01%
11,800
+9,700
+462% +$967K
NRG icon
3306
NRG Energy
NRG
$26.2B
$1.17M ﹤0.01%
36,888
-21,162
-36% -$607K
AIRM
3307
DELISTED
Air Methods Corp
AIRM
$1.17M ﹤0.01%
21,956
-941
-4% -$50.2K
JNS
3308
DELISTED
Janus Capital Group Inc
JNS
$1.17M ﹤0.01%
107,767
+56,524
+110% +$638K
NJR icon
3309
New Jersey Resources
NJR
$6B
$1.17M ﹤0.01%
46,976
-2,114
-4% -$48.5K
BHL
3310
DELISTED
Blackrock Defined Opp Crt Tr
BHL
$1.17M ﹤0.01%
84,871
+24,853
+41% +$343K
DMND
3311
DELISTED
DIAMOND FOODS, INC.
DMND
$1.17M ﹤0.01%
33,484
-16,721
-33% -$474K
PPL
3312
PUT
PPL Corp
PPL
$26.9B
$1.17M ﹤0.01%
37,793
+2,148
+6% +$62.4K
LGF
3313
CALL
DELISTED
Lions Gate Entertainment
LGF
$1.16M ﹤0.01%
43,500
+4,500
+12% +$138K
DDC
3314
DELISTED
Dominion Diamond Corporation
DDC
$1.16M ﹤0.01%
86,652
+58,472
+207% +$827K
GWW icon
3315
CALL
W.W. Grainger
GWW
$64.2B
$1.16M ﹤0.01%
4,600
-6,100
-57% -$1.52M
CLMS
3316
DELISTED
Calamos Asset Management, Inc.
CLMS
$1.16M ﹤0.01%
89,895
+47,896
+114% +$574K
WEN icon
3317
CALL
Wendy's
WEN
$1.46B
$1.16M ﹤0.01%
127,300
+87,500
+220% +$801K
PZI
3318
DELISTED
Invesco Zacks Micro Cap ETF
PZI
$1.16M ﹤0.01%
67,259
-358
-0.5% -$6.06K
PF
3319
DELISTED
Pinnacle Foods, Inc.
PF
$1.16M ﹤0.01%
38,816
-3,883
-9% -$109K
NBD
3320
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
$1.16M ﹤0.01%
56,487
-8,191
-13% -$165K
SNMX
3321
DELISTED
Senomyx, Inc.
SNMX
$1.16M ﹤0.01%
108,488
+107,648
+12,815% +$900K
HOLI
3322
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
$1.16M ﹤0.01%
53,696
+28,667
+115% +$532K
CLDX icon
3323
Celldex Therapeutics
CLDX
$2.94B
$1.16M ﹤0.01%
4,357
+1,220
+39% +$467K
CNX icon
3324
PUT
CNX Resources
CNX
$4.91B
$1.16M ﹤0.01%
34,680
-113,400
-77% -$3.66M
RBCN
3325
DELISTED
Rubicon Technology, Inc.
RBCN
$1.16M ﹤0.01%
10,229
-960
-9% -$114K
131 132
133
134 135

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.