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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVM
3301
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$1.01M ﹤0.01%
98,256
+32,830
+50% +$333K
BRKR icon
3302
Bruker
BRKR
$9.4B
$1.01M ﹤0.01%
49,108
+5,494
+13% +$105K
UI icon
3303
CALL
Ubiquiti
UI
$31.6B
$1.01M ﹤0.01%
30,200
+28,700
+1,913% +$769K
KBH icon
3304
PUT
KB Home
KBH
$3.5B
$1.01M ﹤0.01%
56,200
-5,100
-8% -$89.2K
IRR
3305
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$1.01M ﹤0.01%
101,115
-4,732
-4% -$48.9K
AFG icon
3306
American Financial Group
AFG
$11.9B
$1.01M ﹤0.01%
18,716
-5,606
-23% -$293K
AGO icon
3307
CALL
Assured Guaranty
AGO
$3.73B
$1.01M ﹤0.01%
54,000
+49,500
+1,100% +$1.05M
CMP icon
3308
Compass Minerals
CMP
$1.23B
$1.01M ﹤0.01%
13,253
-4,175
-24% -$331K
MGLN
3309
DELISTED
Magellan Health Services, Inc.
MGLN
$1.01M ﹤0.01%
16,833
+7,011
+71% +$406K
LOR
3310
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$1.01M ﹤0.01%
75,336
-1,360
-2% -$18K
NVC
3311
DELISTED
NUVEEN CALIF SELECT QUAL MUNI
NVC
$1.01M ﹤0.01%
72,255
-590
-0.8% -$8.23K
CHT icon
3312
Chunghwa Telecom
CHT
$33.5B
$1.01M ﹤0.01%
31,852
+198
+0.6% +$6.32K
CSTE icon
3313
CALL
Caesarstone
CSTE
$69.5M
$1M ﹤0.01%
+22,000
New +$833K
NIHD
3314
DELISTED
NII HOLDINGS INC CL B
NIHD
$1M ﹤0.01%
165,311
-7,686
-4% -$51.9K
VRSN icon
3315
VeriSign
VRSN
$26.3B
$1M ﹤0.01%
19,709
-1,191
-6% -$57.5K
MOH icon
3316
Molina Healthcare
MOH
$10.4B
$1M ﹤0.01%
28,092
+22,311
+386% +$824K
HIG icon
3317
CALL
Hartford Financial Services
HIG
$39.9B
$999K ﹤0.01%
32,100
-174,200
-84% -$5.44M
DCT
3318
DELISTED
DCT Industrial Trust Inc.
DCT
$999K ﹤0.01%
34,754
-16,321
-32% -$475K
BBT.PRG
3319
DELISTED
BB&T Corporation Depositary Shares each representing 1/1,000th interest in a share of Series G Non-C
BBT.PRG
$999K ﹤0.01%
51,104
+13,288
+35% +$283K
LPX icon
3320
Louisiana-Pacific
LPX
$5.14B
$997K ﹤0.01%
56,655
-31,284
-36% -$517K
WTRG icon
3321
CALL
Essential Utilities
WTRG
$11.5B
$997K ﹤0.01%
40,300
+36,300
+908% +$926K
SD
3322
CALL
DELISTED
SANDRIDGE ENERGY, INC.
SD
$997K ﹤0.01%
170,100
+153,700
+937% +$824K
DFS
3323
PUT
DELISTED
Discover Financial Services
DFS
$996K ﹤0.01%
19,700
-23,100
-54% -$1.16M
PDM
3324
Piedmont Realty Trust
PDM
$1.24B
$995K ﹤0.01%
57,294
-66,698
-54% -$1.19M
MMLP icon
3325
Martin Midstream Partners
MMLP
$93.5M
$993K ﹤0.01%
21,159
-4,029
-16% -$182K
131 132
133
134 135

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.