We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RBS.PRT
3276
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$1.25M ﹤0.01%
52,164
-1,774
-3% -$42.7K
JSD
3277
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$1.25M ﹤0.01%
66,444
+14,902
+29% +$278K
EDC icon
3278
PUT
Direxion Daily MSCI Emerging Markets Bull 3X ETF
EDC
$131M
$1.25M ﹤0.01%
10,900
+1,200
+12% +$138K
PRGS icon
3279
Progress Software
PRGS
$1.75B
$1.25M ﹤0.01%
48,423
+27,026
+126% +$700K
MGEE icon
3280
MGE Energy Inc
MGEE
$3.03B
$1.25M ﹤0.01%
32,427
+20,467
+171% +$758K
GAP
3281
PUT
The Gap Inc
GAP
$7.3B
$1.25M ﹤0.01%
31,900
+18,800
+144% +$736K
GFI icon
3282
Gold Fields
GFI
$28.8B
$1.25M ﹤0.01%
389,217
-314,496
-45% -$1.29M
IDA icon
3283
Idacorp
IDA
$8B
$1.25M ﹤0.01%
24,038
-22,510
-48% -$1.15M
AZO icon
3284
CALL
AutoZone
AZO
$51.3B
$1.24M ﹤0.01%
2,600
-1,100
-30% -$494K
GIS icon
3285
PUT
General Mills
GIS
$20.2B
$1.24M ﹤0.01%
24,900
-900
-3% -$44.8K
CVC
3286
CALL
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$1.24M ﹤0.01%
69,300
-100
-0.1% -$1.62K
RRX icon
3287
Regal Rexnord
RRX
$12.5B
$1.24M ﹤0.01%
16,770
+2,936
+21% +$213K
HIG icon
3288
PUT
Hartford Financial Services
HIG
$39.9B
$1.24M ﹤0.01%
34,100
+3,600
+12% +$124K
LGF
3289
CALL
DELISTED
Lions Gate Entertainment
LGF
$1.24M ﹤0.01%
39,000
+17,500
+81% +$577K
SPLV icon
3290
PUT
Invesco S&P 500 Low Volatility ETF
SPLV
$7.24B
$1.23M ﹤0.01%
37,200
-104,300
-74% -$3.38M
MTDR icon
3291
Matador Resources
MTDR
$6.04B
$1.23M ﹤0.01%
65,968
+49,309
+296% +$968K
GPN icon
3292
Global Payments
GPN
$24.1B
$1.23M ﹤0.01%
37,788
-7,666
-17% -$232K
UGA icon
3293
United States Gasoline Fund
UGA
$146M
$1.23M ﹤0.01%
20,496
-1,290
-6% -$73.7K
NXQ
3294
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$1.23M ﹤0.01%
99,269
-83,316
-46% -$1.03M
CMG icon
3295
CALL
Chipotle Mexican Grill
CMG
$43.9B
$1.23M ﹤0.01%
115,000
+10,000
+10% +$102K
MSCI icon
3296
MSCI
MSCI
$42.4B
$1.22M ﹤0.01%
27,990
+13,053
+87% +$549K
CEW
3297
WisdomTree Emerging Currency Strategy Fund
CEW
$15.7M
$1.22M ﹤0.01%
60,962
-2,800
-4% -$56.6K
NFX
3298
CALL
DELISTED
Newfield Exploration
NFX
$1.22M ﹤0.01%
49,600
-200
-0.4% -$5.61K
CTRA
3299
CALL
DELISTED
Coterra Energy
CTRA
$1.22M ﹤0.01%
31,500
-52,100
-62% -$1.86M
EMF
3300
Templeton Emerging Markets Fund
EMF
$298M
$1.22M ﹤0.01%
69,538
-4,557
-6% -$87.6K
130 131
132
133 134

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.