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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVA icon
3226
PUT
DaVita
DVA
$15.5B
$1.09M ﹤0.01%
19,100
-11,100
-37% -$636K
GPOR
3227
CALL
DELISTED
Gulfport Energy Corp.
GPOR
$1.09M ﹤0.01%
16,900
-1,400
-8% -$78.3K
DGAS
3228
DELISTED
Delta Natural Gas Co Inc
DGAS
$1.09M ﹤0.01%
49,183
-617
-1% -$13.3K
VE
3229
CALL
DELISTED
VEOLIA ENVIRONNEMENT
VE
$1.08M ﹤0.01%
63,400
-700
-1% -$10.2K
BBY icon
3230
CALL
Best Buy
BBY
$19B
$1.08M ﹤0.01%
28,900
-149,900
-84% -$4.98M
DIM icon
3231
WisdomTree International MidCap Dividend Fund
DIM
$164M
$1.08M ﹤0.01%
19,300
+2,807
+17% +$151K
MX icon
3232
Magnachip Semiconductor
MX
$110M
$1.08M ﹤0.01%
50,275
+9,654
+24% +$194K
DEW icon
3233
WisdomTree Global High Dividend Fund
DEW
$148M
$1.08M ﹤0.01%
23,586
-1,934
-8% -$85.9K
GOV
3234
DELISTED
Government Properties Income Trust
GOV
$1.08M ﹤0.01%
45,085
-93,374
-67% -$2.3M
COR
3235
DELISTED
Coresite Realty Corporation
COR
$1.08M ﹤0.01%
31,738
+1,297
+4% +$43K
HBNK
3236
DELISTED
HAMPDEN BANCORP INC COM STK (DELAWARE)
HBNK
$1.07M ﹤0.01%
67,190
-683
-1% -$10.8K
KKR icon
3237
PUT
KKR & Co
KKR
$89.1B
$1.07M ﹤0.01%
52,200
+4,400
+9% +$88.2K
MAR icon
3238
CALL
Marriott International
MAR
$100B
$1.07M ﹤0.01%
25,500
-94,300
-79% -$3.91M
CCJ icon
3239
CALL
Cameco
CCJ
$36.8B
$1.07M ﹤0.01%
59,300
-2,600
-4% -$52.2K
FE icon
3240
CALL
FirstEnergy
FE
$28.4B
$1.07M ﹤0.01%
29,400
+5,300
+22% +$199K
PSL icon
3241
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$86.2M
$1.07M ﹤0.01%
25,881
+13,195
+104% +$548K
VIRX
3242
DELISTED
Viracta Therapeutics, Inc. Common Stock
VIRX
$1.07M ﹤0.01%
1,030
+15
+1% +$16K
BZT
3243
DELISTED
BEAZER HOMES USA, INC. TANGIBLE EQUITY UNIT
BZT
$1.07M ﹤0.01%
36,636
+35
+0.1% +$1K
BBT
3244
Beacon Financial Corp
BBT
$2.5B
$1.07M ﹤0.01%
42,672
+456
+1% +$12K
ISD
3245
PGIM High Yield Bond Fund
ISD
$414M
$1.07M ﹤0.01%
59,424
+52,911
+812% +$952K
PBF icon
3246
PBF Energy
PBF
$7.49B
$1.07M ﹤0.01%
47,620
+21,322
+81% +$483K
SMOG icon
3247
VanEck Low Carbon Energy ETF
SMOG
$125M
$1.07M ﹤0.01%
20,168
+19,710
+4,303% +$980K
ZG icon
3248
Zillow
ZG
$7.85B
$1.07M ﹤0.01%
38,025
-149,460
-80% -$4.12M
LEAP
3249
DELISTED
LEAP WIRELESS INTERNATIONAL INC NEW
LEAP
$1.07M ﹤0.01%
67,608
-117,242
-63% -$1.75M
TZA icon
3250
CALL
Direxion Daily Small Cap Bear 3x ETF
TZA
$257M
$1.07M ﹤0.01%
29
-11
-28% -$450K
128 129
130
131 132

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.