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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RTN
3201
PUT
DELISTED
Raytheon Company
RTN
$1.13M ﹤0.01%
14,600
-6,100
-29% -$453K
EDV icon
3202
Vanguard World Funds Extended Duration ETF
EDV
$3.26B
$1.12M ﹤0.01%
11,767
-22,725
-66% -$2.17M
ESLT icon
3203
Elbit Systems
ESLT
$36B
$1.12M ﹤0.01%
20,959
+13,403
+177% +$613K
CRL icon
3204
Charles River Laboratories
CRL
$11.3B
$1.12M ﹤0.01%
24,216
-1,644
-6% -$75.4K
LEO
3205
BNY Mellon Strategic Municipals
LEO
$386M
$1.12M ﹤0.01%
139,493
-58,710
-30% -$461K
FDIQ
3206
Invesco Bloomberg Financial Data Providers ETF
FDIQ
$54M
$1.11M ﹤0.01%
31,925
-250
-0.8% -$8.77K
HIBB
3207
DELISTED
Hibbett, Inc. Common Stock
HIBB
$1.11M ﹤0.01%
19,844
-2,985
-13% -$167K
SWY
3208
CALL
DELISTED
SAFEWAY INC
SWY
$1.11M ﹤0.01%
38,872
-14,632
-27% -$349K
PWT
3209
DELISTED
POWERSHARES DYNAMIC SMALL CAP GROWTH PORTFOLIO
PWT
$1.11M ﹤0.01%
50,478
+5,551
+12% +$122K
EHI
3210
Western Asset Global High Income Fund
EHI
$174M
$1.11M ﹤0.01%
90,058
+839
+0.9% +$10K
SDS icon
3211
ProShares UltraShort S&P500
SDS
$435M
$1.11M ﹤0.01%
303
+68
+29% +$253K
GNK
3212
DELISTED
GENCO SHIPPING & TRADING LTD
GNK
$1.11M ﹤0.01%
281,952
+69,724
+33% +$188K
SO icon
3213
PUT
Southern Company
SO
$108B
$1.1M ﹤0.01%
26,800
-3,500
-12% -$151K
GBCI icon
3214
Glacier Bancorp
GBCI
$6.36B
$1.1M ﹤0.01%
44,661
+272
+0.6% +$6.52K
EMR icon
3215
PUT
Emerson Electric
EMR
$81.6B
$1.1M ﹤0.01%
17,000
+900
+6% +$55K
GSK icon
3216
CALL
GSK
GSK
$107B
$1.1M ﹤0.01%
17,520
-5,200
-23% -$335K
IRBT
3217
DELISTED
iRobot
IRBT
$1.1M ﹤0.01%
29,212
-3,794
-11% -$136K
TNA icon
3218
CALL
Direxion Daily Small Cap Bull 3x ETF
TNA
$1.27B
$1.1M ﹤0.01%
35,000
+8,000
+30% +$229K
CATM
3219
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
$1.1M ﹤0.01%
29,561
+3,216
+12% +$108K
HSH
3220
CALL
DELISTED
HILLSHIRE BRANDS CO
HSH
$1.09M ﹤0.01%
35,600
-100,500
-74% -$3.32M
DOLE
3221
PUT
DELISTED
DOLE FOOD CO INC NEW CMN STK (DE)
DOLE
$1.09M ﹤0.01%
80,300
+7,100
+10% +$94.1K
GDO
3222
Western Asset Global Corporate Defined Opportunity Fund
GDO
$76.7M
$1.09M ﹤0.01%
61,390
-10,926
-15% -$194K
PLX icon
3223
Protalix BioTherapeutics
PLX
$183M
$1.09M ﹤0.01%
24,074
+4,864
+25% +$250K
HXL icon
3224
Hexcel
HXL
$7.97B
$1.09M ﹤0.01%
28,028
-40,687
-59% -$1.48M
SPTL icon
3225
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.5B
$1.09M ﹤0.01%
34,808
-70,140
-67% -$2.18M
127 128
129
130 131

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.