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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZG icon
3151
CALL
Zillow
ZG
$7.85B
$1.17M ﹤0.01%
41,700
+600
+1% +$16.6K
CHEF icon
3152
Chefs' Warehouse
CHEF
$4.31B
$1.17M ﹤0.01%
50,713
+43,085
+565% +$925K
NIM icon
3153
Nuveen Select Maturities Municipal Fund
NIM
$115M
$1.17M ﹤0.01%
120,384
+17,352
+17% +$168K
STZ icon
3154
CALL
Constellation Brands
STZ
$22.5B
$1.17M ﹤0.01%
20,400
-206,700
-91% -$11.3M
PF
3155
DELISTED
Pinnacle Foods, Inc.
PF
$1.17M ﹤0.01%
44,215
-51,134
-54% -$1.34M
ADEA icon
3156
Adeia
ADEA
$2.55B
$1.17M ﹤0.01%
228,773
+190,931
+505% +$1.01M
CLR
3157
CALL
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$1.17M ﹤0.01%
21,800
+2,800
+15% +$134K
CVC
3158
CALL
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$1.17M ﹤0.01%
69,400
+58,900
+561% +$1.08M
IRC
3159
DELISTED
INLAND REAL ESTATE CORP
IRC
$1.17M ﹤0.01%
114,212
-6,445
-5% -$66.3K
ARCC icon
3160
CALL
Ares Capital
ARCC
$13.4B
$1.17M ﹤0.01%
67,500
+47,100
+231% +$825K
VTWO icon
3161
Vanguard Russell 2000 ETF
VTWO
$17.2B
$1.17M ﹤0.01%
27,196
+15,698
+137% +$651K
CLH icon
3162
Clean Harbors
CLH
$17.2B
$1.16M ﹤0.01%
19,848
-52,949
-73% -$2.95M
RDC
3163
CALL
DELISTED
Rowan Companies Plc
RDC
$1.16M ﹤0.01%
31,700
+1,300
+4% +$46.7K
TCRT icon
3164
Alaunos Therapeutics
TCRT
$4.64M
$1.16M ﹤0.01%
1,967
+1,672
+567% +$753K
EMBJ
3165
Embraer S.A. ADS
EMBJ
$12B
$1.16M ﹤0.01%
35,778
-7,634
-18% -$266K
GPN icon
3166
Global Payments
GPN
$24.1B
$1.16M ﹤0.01%
45,454
-43,662
-49% -$1.06M
CRAY
3167
DELISTED
Cray, Inc.
CRAY
$1.16M ﹤0.01%
48,047
-1,848
-4% -$45K
IO
3168
DELISTED
ION Geophysical Corporation
IO
$1.16M ﹤0.01%
14,819
+8,113
+121% +$667K
MBI icon
3169
MBIA
MBI
$275M
$1.16M ﹤0.01%
112,906
+57,559
+104% +$724K
SLM icon
3170
CALL
SLM Corp
SLM
$4.83B
$1.16M ﹤0.01%
129,827
-238,670
-65% -$2.08M
STK
3171
Columbia Seligman Premium Technology Growth Fund
STK
$806M
$1.15M ﹤0.01%
81,224
-72,804
-47% -$1.06M
XLPS
3172
DELISTED
POWERSHARES S&P SMALLCAP CONSUMER STAPLES PORT
XLPS
$1.15M ﹤0.01%
24,746
+5,656
+30% +$264K
EOS
3173
Eaton Vance Enhance Equity Income Fund II
EOS
$1.11B
$1.15M ﹤0.01%
97,981
+2,628
+3% +$31K
EXXI
3174
CALL
DELISTED
ENERGY XXI LTD COM SHS
EXXI
$1.15M ﹤0.01%
38,000
+26,600
+233% +$714K
KERX
3175
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$1.15M ﹤0.01%
113,587
-47,896
-30% -$426K
125 126
127
128 129

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.