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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTF icon
3076
Invesco Dorsey Wright Technology Momentum ETF
PTF
$513M
$1.25M ﹤0.01%
115,809
-86,142
-43% -$915K
AIG.WS
3077
DELISTED
American International Group, Inc.
AIG.WS
$1.25M ﹤0.01%
66,062
+19,248
+41% +$366K
VE
3078
DELISTED
VEOLIA ENVIRONNEMENT
VE
$1.25M ﹤0.01%
73,019
+14,874
+26% +$217K
TNH
3079
DELISTED
Terra Nitrogen
TNH
$1.25M ﹤0.01%
6,167
+1,511
+32% +$323K
MHD icon
3080
BlackRock MuniHoldings Fund
MHD
$602M
$1.25M ﹤0.01%
81,868
+10,873
+15% +$167K
UDR icon
3081
CALL
UDR
UDR
$12.9B
$1.25M ﹤0.01%
+52,700
New +$1.28M
MUAC
3082
DELISTED
ISHARES TR 2014 AMT-FREE MUN TERM ETF
MUAC
$1.25M ﹤0.01%
24,197
-2,152
-8% -$111K
VOYA icon
3083
Voya Financial
VOYA
$8.96B
$1.25M ﹤0.01%
42,695
-5,028
-11% -$150K
ETN icon
3084
CALL
Eaton
ETN
$141B
$1.25M ﹤0.01%
18,100
-128,400
-88% -$8.62M
SLM icon
3085
PUT
SLM Corp
SLM
$4.83B
$1.25M ﹤0.01%
139,900
+139,620
+49,864% +$1.22M
PDCO
3086
DELISTED
Patterson Companies, Inc.
PDCO
$1.25M ﹤0.01%
30,958
+17,585
+131% +$712K
NNY icon
3087
Nuveen New York Municipal Value Fund
NNY
$157M
$1.24M ﹤0.01%
138,692
-15,224
-10% -$138K
GGG icon
3088
Graco
GGG
$13.2B
$1.24M ﹤0.01%
50,322
-41,580
-45% -$977K
NOV icon
3089
CALL
NOV
NOV
$6.84B
$1.24M ﹤0.01%
17,633
-3,438
-16% -$230K
TRQ
3090
CALL
DELISTED
Turquoise Hill Resources Ltd
TRQ
$1.24M ﹤0.01%
36,476
+34,060
+1,410% +$1.34M
WAFD icon
3091
WaFd
WAFD
$2.71B
$1.24M ﹤0.01%
59,983
-19,075
-24% -$405K
ALL icon
3092
CALL
Allstate
ALL
$70.6B
$1.24M ﹤0.01%
24,500
+19,000
+345% +$955K
DTD icon
3093
WisdomTree US Total Dividend Fund
DTD
$1.64B
$1.24M ﹤0.01%
40,062
-32,568
-45% -$1.01M
TKR icon
3094
PUT
Timken Company
TKR
$9.19B
$1.24M ﹤0.01%
28,639
-17,183
-37% -$736K
GIS icon
3095
PUT
General Mills
GIS
$20.2B
$1.24M ﹤0.01%
25,800
-19,900
-44% -$999K
MTG icon
3096
MGIC Investment
MTG
$6.47B
$1.24M ﹤0.01%
169,778
-7,158
-4% -$50.8K
DGRW icon
3097
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.5B
$1.23M ﹤0.01%
+48,752
New +$1.23M
WM icon
3098
PUT
Waste Management
WM
$95B
$1.23M ﹤0.01%
29,900
-4,700
-14% -$196K
BRXX
3099
DELISTED
EGSHARES BRAZIL INFRASTURE ETF
BRXX
$1.23M ﹤0.01%
67,716
+4,078
+6% +$70.7K
BAC.WS.A
3100
DELISTED
Bank Of America Corporation Ws A
BAC.WS.A
$1.23M ﹤0.01%
202,148
+30,348
+18% +$188K
122 123
124
125 126

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.