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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCN
3001
PIMCO Corporate & Income Strategy Fund
PCN
$870M
$1.63M ﹤0.01%
103,014
-3,432
-3% -$56.7K
UHS icon
3002
PUT
Universal Health Services
UHS
$10.1B
$1.63M ﹤0.01%
+20,000
New +$1.6M
LO
3003
CALL
DELISTED
LORILLARD INC COM STK
LO
$1.62M ﹤0.01%
32,000
+25,400
+385% +$1.27M
WLL
3004
CALL
DELISTED
Whiting Petroleum Corporation
WLL
$1.62M ﹤0.01%
87
-341
-80% -$6.45M
KW
3005
CALL
DELISTED
Kennedy-Wilson Holdings
KW
$1.62M ﹤0.01%
72,800
+36,100
+98% +$726K
RRGB icon
3006
Red Robin
RRGB
$139M
$1.62M ﹤0.01%
21,966
-5,734
-21% -$434K
ARIA
3007
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$1.62M ﹤0.01%
236,949
+67,389
+40% +$364K
MDVN
3008
CALL
DELISTED
MEDIVATION, INC.
MDVN
$1.61M ﹤0.01%
50,600
-61,200
-55% -$1.85M
PFS icon
3009
Provident Financial Services
PFS
$3.15B
$1.61M ﹤0.01%
83,542
-3,137
-4% -$57.7K
DK icon
3010
Delek US
DK
$3.85B
$1.61M ﹤0.01%
46,876
+30,285
+183% +$823K
VSH icon
3011
Vishay Intertechnology
VSH
$5.02B
$1.61M ﹤0.01%
121,525
+78,035
+179% +$989K
P
3012
PUT
DELISTED
Pandora Media Inc
P
$1.61M ﹤0.01%
60,600
-17,000
-22% -$466K
PMR
3013
DELISTED
Invesco Dynamic Retail ETF
PMR
$1.61M ﹤0.01%
46,188
+3,889
+9% +$134K
RBS.PRQ
3014
DELISTED
ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q
RBS.PRQ
$1.61M ﹤0.01%
74,266
-837
-1% -$18.6K
CEB
3015
DELISTED
CEB Inc.
CEB
$1.61M ﹤0.01%
20,752
+6,466
+45% +$475K
TJX icon
3016
CALL
TJX Companies
TJX
$178B
$1.61M ﹤0.01%
50,400
+26,400
+110% +$800K
SJR
3017
DELISTED
Shaw Communications Inc.
SJR
$1.6M ﹤0.01%
65,906
-1,090
-2% -$25.8K
QEP
3018
CALL
DELISTED
QEP RESOURCES, INC.
QEP
$1.6M ﹤0.01%
52,300
+49,300
+1,643% +$1.55M
FFA
3019
First Trust Enhanced Equity Income Fund
FFA
$449M
$1.6M ﹤0.01%
120,224
-7,504
-6% -$97.3K
NEV
3020
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$1.6M ﹤0.01%
123,500
-7,203
-6% -$95.1K
SYT
3021
CALL
DELISTED
Syngenta Ag
SYT
$1.6M ﹤0.01%
20,000
+18,400
+1,150% +$1.45M
TOL icon
3022
CALL
Toll Brothers
TOL
$14.5B
$1.6M ﹤0.01%
43,200
-122,300
-74% -$4.06M
BBL
3023
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$1.6M ﹤0.01%
25,715
+16,255
+172% +$983K
RJF icon
3024
Raymond James Financial
RJF
$34B
$1.59M ﹤0.01%
45,845
+7,962
+21% +$247K
NDAQ icon
3025
Nasdaq
NDAQ
$53.6B
$1.59M ﹤0.01%
119,811
+27,729
+30% +$339K
119 120
121
122 123

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.