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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
276
CALL
Microsoft
MSFT
$2.83T
$64.9M 0.07%
1,949,500
+830,800
+74% +$27.3M
HAL icon
277
Halliburton
HAL
$27.3B
$64.8M 0.07%
1,346,144
+101,725
+8% +$4.76M
AGNC icon
278
AGNC Investment
AGNC
$12.3B
$64.7M 0.07%
2,865,424
+494,562
+21% +$11.1M
HIG icon
279
Hartford Financial Services
HIG
$39B
$64.4M 0.07%
2,069,754
+455,154
+28% +$14.2M
GNW icon
280
Genworth Financial
GNW
$3.8B
$64.2M 0.07%
5,012,695
+319,715
+7% +$4.01M
XLE icon
281
PUT
State Street Energy Select Sector SPDR ETF
XLE
$39.3B
$63.5M 0.07%
1,531,600
-63,000
-4% -$2.6M
AMP icon
282
Ameriprise Financial
AMP
$46B
$63.1M 0.06%
692,683
+137,505
+25% +$12.1M
EZU icon
283
iShare MSCI Eurozone ETF
EZU
$9.36B
$62.6M 0.06%
1,659,463
+617,681
+59% +$22M
SJNK icon
284
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$62.6M 0.06%
2,049,897
+176,828
+9% +$5.39M
YHOO
285
CALL
DELISTED
Yahoo Inc
YHOO
$61.2M 0.06%
1,844,000
+510,200
+38% +$14.4M
WM icon
286
Waste Management
WM
$95.3B
$60.9M 0.06%
1,476,680
+7,343
+0.5% +$306K
LOW icon
287
Lowe's Companies
LOW
$113B
$60.7M 0.06%
1,274,680
+58,842
+5% +$2.67M
TBF icon
288
ProShares Short 20+ Year Treasury ETF
TBF
$85.1M
$60.6M 0.06%
1,890,697
+534,874
+39% +$17.4M
EMB icon
289
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$59.8M 0.06%
548,474
-135,342
-20% -$14.7M
MRVL icon
290
Marvell Technology
MRVL
$188B
$59.7M 0.06%
5,192,630
-80,270
-2% -$991K
CME icon
291
CME Group
CME
$91.9B
$59.4M 0.06%
803,711
+103,696
+15% +$7.64M
VOE icon
292
Vanguard Mid-Cap Value ETF
VOE
$23.5B
$59.2M 0.06%
807,802
+107,897
+15% +$7.79M
IEI icon
293
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$58.9M 0.06%
485,764
+134,403
+38% +$16.2M
MON
294
DELISTED
Monsanto Co
MON
$58.9M 0.06%
564,616
+148,016
+36% +$14.9M
PVR
295
DELISTED
PVR PARTNERS L P COM UNIT REPTG LTD PARTNERSHIP INT
PVR
$57.9M 0.06%
2,505,752
+98,390
+4% +$2.46M
APA icon
296
APA Corp
APA
$12.9B
$57.9M 0.06%
680,050
+89,846
+15% +$7.46M
AGN
297
DELISTED
Allergan plc
AGN
$57.7M 0.06%
400,935
+88,342
+28% +$11.8M
GDX icon
298
VanEck Gold Miners ETF
GDX
$22.9B
$57.2M 0.06%
2,285,344
+22,374
+1% +$595K
GM icon
299
General Motors
GM
$73B
$57.1M 0.06%
1,587,555
+750,611
+90% +$26.9M
SPLV icon
300
Invesco S&P 500 Low Volatility ETF
SPLV
$7.12B
$57.1M 0.06%
1,829,033
+208,646
+13% +$6.61M
10 11
12
13 14

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.