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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OPK icon
2926
Opko Health
OPK
$1.13B
$1.44M ﹤0.01%
163,581
-116,773
-42% -$937K
BMR
2927
DELISTED
BIOMED REALTY TRUST INC
BMR
$1.44M ﹤0.01%
77,390
-93,112
-55% -$1.83M
VGR
2928
DELISTED
Vector Group Ltd.
VGR
$1.43M ﹤0.01%
168,033
+78,800
+88% +$661K
FEP icon
2929
First Trust Europe AlphaDEX Fund
FEP
$516M
$1.43M ﹤0.01%
+46,323
New +$1.37M
BKS
2930
DELISTED
Barnes & Noble
BKS
$1.43M ﹤0.01%
168,510
+143,851
+583% +$1.5M
ING icon
2931
ING
ING
$93.6B
$1.43M ﹤0.01%
125,786
-53,024
-30% -$572K
SMMU icon
2932
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.14B
$1.43M ﹤0.01%
28,543
-7,338
-20% -$368K
K
2933
CALL
DELISTED
Kellanova
K
$1.43M ﹤0.01%
25,880
+4,047
+19% +$241K
HGG
2934
DELISTED
hhgregg Inc.
HGG
$1.42M ﹤0.01%
79,394
-49,737
-39% -$857K
CRUS icon
2935
CALL
Cirrus Logic
CRUS
$6.74B
$1.42M ﹤0.01%
62,600
+7,100
+13% +$147K
FLR icon
2936
PUT
Fluor
FLR
$6.7B
$1.42M ﹤0.01%
20,000
-66,700
-77% -$4.32M
LRCX icon
2937
CALL
Lam Research
LRCX
$327B
$1.42M ﹤0.01%
277,000
-9,000
-3% -$44K
ROC
2938
CALL
DELISTED
ROCKWOOD HLDGS INC
ROC
$1.42M ﹤0.01%
21,200
-32,800
-61% -$2.16M
BSX icon
2939
PUT
Boston Scientific
BSX
$68B
$1.42M ﹤0.01%
120,600
+103,800
+618% +$1.12M
CIEN icon
2940
PUT
Ciena
CIEN
$48.3B
$1.42M ﹤0.01%
56,600
+6,500
+13% +$146K
PMR
2941
DELISTED
Invesco Dynamic Retail ETF
PMR
$1.42M ﹤0.01%
42,299
-9,923
-19% -$321K
MAN icon
2942
ManpowerGroup
MAN
$2.6B
$1.42M ﹤0.01%
19,463
-2,098
-10% -$140K
R icon
2943
Ryder
R
$9.78B
$1.41M ﹤0.01%
23,661
+1,187
+5% +$71.3K
CTO
2944
CTO Realty Growth
CTO
$746M
$1.41M ﹤0.01%
135,037
+19,702
+17% +$204K
IDOG icon
2945
ALPS International Sector Dividend Dogs ETF
IDOG
$545M
$1.41M ﹤0.01%
+49,656
New +$1.34M
LKM
2946
CALL
DELISTED
Link Motion Inc.
LKM
$1.41M ﹤0.01%
64,700
+51,000
+372% +$829K
NXR
2947
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$1.41M ﹤0.01%
109,899
-23,732
-18% -$302K
OLN icon
2948
PUT
Olin
OLN
$2.45B
$1.41M ﹤0.01%
61,000
-32,500
-35% -$769K
PFS icon
2949
Provident Financial Services
PFS
$3.13B
$1.41M ﹤0.01%
86,679
+4,867
+6% +$82.1K
STNG icon
2950
Scorpio Tankers
STNG
$3.89B
$1.41M ﹤0.01%
14,409
+14,384
+57,536% +$1.42M
116 117
118
119 120

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.