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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RGR icon
2901
PUT
Sturm, Ruger & Co
RGR
$611M
$1.47M ﹤0.01%
23,500
+6,900
+42% +$371K
GHY
2902
PGIM Global High Yield Fund
GHY
$480M
$1.47M ﹤0.01%
84,285
+43,335
+106% +$749K
RJET
2903
DELISTED
REPUBLIC AWYS HLDGS INC
RJET
$1.47M ﹤0.01%
123,294
+116,058
+1,604% +$1.43M
QID icon
2904
CALL
ProShares UltraShort QQQ
QID
$293M
$1.46M ﹤0.01%
241
+33
+16% +$218K
LXP icon
2905
LXP Industrial Trust
LXP
$3.53B
$1.46M ﹤0.01%
26,049
-4,871
-16% -$294K
BLK icon
2906
PUT
Blackrock
BLK
$170B
$1.46M ﹤0.01%
5,400
-1,200
-18% -$326K
FXA icon
2907
Invesco CurrencyShares Australian Dollar Trust
FXA
$96.7M
$1.46M ﹤0.01%
15,618
+4,543
+41% +$417K
CMG icon
2908
PUT
Chipotle Mexican Grill
CMG
$43B
$1.46M ﹤0.01%
170,000
+10,000
+6% +$80.9K
TYY
2909
DELISTED
TORTOISE ENERGY CAPITAL CORP
TYY
$1.46M ﹤0.01%
46,197
-2,403
-5% -$78.9K
CLNE icon
2910
PUT
Clean Energy Fuels
CLNE
$421M
$1.46M ﹤0.01%
114,100
-3,100
-3% -$39.8K
TRIP icon
2911
CALL
TripAdvisor
TRIP
$1.74B
$1.46M ﹤0.01%
19,200
+14,900
+347% +$1.06M
IQV icon
2912
IQVIA
IQV
$40B
$1.45M ﹤0.01%
32,336
+7,075
+28% +$313K
SXC icon
2913
SunCoke Energy
SXC
$779M
$1.45M ﹤0.01%
85,294
+9,608
+13% +$153K
ANAC
2914
DELISTED
ANACOR PHARMACEUTICALS INC COM
ANAC
$1.45M ﹤0.01%
136,573
+12,373
+10% +$108K
CLF icon
2915
PUT
Cleveland-Cliffs
CLF
$6.84B
$1.45M ﹤0.01%
70,700
-1,100
-2% -$22.6K
BKT icon
2916
BlackRock Income Trust
BKT
$331M
$1.45M ﹤0.01%
72,379
-3,420
-5% -$66.9K
MTW icon
2917
Manitowoc
MTW
$527M
$1.45M ﹤0.01%
81,743
-86,417
-51% -$1.57M
PBT
2918
Permian Basin Royalty Trust
PBT
$1.31B
$1.45M ﹤0.01%
101,601
-73,728
-42% -$998K
CRR
2919
DELISTED
Carbo Ceramics Inc.
CRR
$1.45M ﹤0.01%
14,608
-27,765
-66% -$2.36M
ULTI
2920
DELISTED
Ultimate Software Group Inc
ULTI
$1.45M ﹤0.01%
9,826
+7,757
+375% +$1.08M
CVS icon
2921
PUT
CVS Health
CVS
$140B
$1.45M ﹤0.01%
25,500
-11,600
-31% -$691K
RNDY
2922
DELISTED
ROUNDYS INC COM STK
RNDY
$1.45M ﹤0.01%
168,218
+46,653
+38% +$417K
WCC
2923
CALL
WESCO International
WCC
$16.1B
$1.45M ﹤0.01%
18,900
+9,300
+97% +$690K
TRQ
2924
PUT
DELISTED
Turquoise Hill Resources Ltd
TRQ
$1.45M ﹤0.01%
42,477
+40,230
+1,790% +$1.58M
AVP
2925
CALL
DELISTED
Avon Products, Inc.
AVP
$1.44M ﹤0.01%
70,100
-14,900
-18% -$319K
115 116
117
118 119

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.