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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDS icon
2801
CALL
ProShares UltraShort S&P500
SDS
$422M
$1.63M ﹤0.01%
445
+140
+46% +$522K
GNTX icon
2802
Gentex
GNTX
$5.12B
$1.63M ﹤0.01%
127,248
-49,404
-28% -$586K
OVV icon
2803
PUT
Ovintiv
OVV
$16.4B
$1.62M ﹤0.01%
18,740
+5,860
+45% +$510K
CTR
2804
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$1.62M ﹤0.01%
14,868
-61
-0.4% -$7.02K
AEGR
2805
CALL
DELISTED
Aegerion Pharmaceuticals
AEGR
$1.62M ﹤0.01%
18,900
+6,800
+56% +$576K
RSX
2806
PUT
DELISTED
VanEck Russia ETF
RSX
$1.62M ﹤0.01%
57,500
+43,400
+308% +$1.17M
GTIP
2807
DELISTED
ISHARES TR GLOBAL INFLATION LKD BD ETF
GTIP
$1.62M ﹤0.01%
32,185
-4,063
-11% -$200K
PRGO icon
2808
CALL
Perrigo
PRGO
$1.43B
$1.62M ﹤0.01%
13,100
+1,900
+17% +$237K
CSI
2809
DELISTED
Cutwater Select Income Fund
CSI
$1.62M ﹤0.01%
90,827
+36,481
+67% +$650K
RDN icon
2810
PUT
Radian Group
RDN
$5.22B
$1.61M ﹤0.01%
115,800
+11,600
+11% +$155K
DVM
2811
DELISTED
COHEN & STEERS DIV MAJORS FUND INC
DVM
$1.61M ﹤0.01%
118,098
+4,182
+4% +$59.3K
HES
2812
PUT
DELISTED
Hess
HES
$1.61M ﹤0.01%
20,800
+3,400
+20% +$253K
JAZZ icon
2813
CALL
Jazz Pharmaceuticals
JAZZ
$16.1B
$1.61M ﹤0.01%
17,500
+14,600
+503% +$1.18M
PLX icon
2814
PUT
Protalix BioTherapeutics
PLX
$188M
$1.61M ﹤0.01%
35,480
-590
-2% -$30.3K
ATO icon
2815
Atmos Energy
ATO
$29.9B
$1.61M ﹤0.01%
37,727
-12,191
-24% -$515K
WPRT
2816
CALL
Westport Fuel Systems
WPRT
$32.9M
$1.61M ﹤0.01%
6,640
+6,010
+954% +$1.76M
SIVB
2817
DELISTED
SVB Financial Group
SIVB
$1.61M ﹤0.01%
18,594
-3,714
-17% -$321K
SRPT icon
2818
PUT
Sarepta Therapeutics
SRPT
$1.63B
$1.6M ﹤0.01%
33,900
– –
RMD icon
2819
CALL
ResMed
RMD
$30.3B
$1.6M ﹤0.01%
30,300
+29,100
+2,425% +$1.41M
OLED icon
2820
Universal Display
OLED
$3.85B
$1.6M ﹤0.01%
49,937
+3,910
+8% +$125K
GD icon
2821
PUT
General Dynamics
GD
$106B
$1.59M ﹤0.01%
18,200
+5,700
+46% +$484K
GLNG icon
2822
CALL
Golar LNG
GLNG
$4.95B
$1.59M ﹤0.01%
42,300
+35,600
+531% +$1.3M
BPY
2823
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$1.59M ﹤0.01%
82,215
+15,105
+23% +$303K
GM.WS.A
2824
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$1.59M ﹤0.01%
60,177
+8,004
+15% +$211K
ITT icon
2825
ITT
ITT
$17.8B
$1.59M ﹤0.01%
44,221
-5,722
-11% -$191K
111 112
113
114 115

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.