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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGIT icon
2726
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.8B
$1.73M ﹤0.01%
27,138
-57,298
-68% -$3.63M
IMCV icon
2727
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.16B
$1.73M ﹤0.01%
49,632
-357
-0.7% -$12.3K
BSCK
2728
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$1.73M ﹤0.01%
84,384
-3,026
-3% -$61.5K
FFIV icon
2729
PUT
F5
FFIV
$22.9B
$1.73M ﹤0.01%
20,100
+2,100
+12% +$179K
KMB icon
2730
CALL
Kimberly-Clark
KMB
$37.5B
$1.72M ﹤0.01%
19,087
-2,503
-12% -$232K
SWC
2731
DELISTED
Stillwater Mining Co
SWC
$1.72M ﹤0.01%
156,585
-84,903
-35% -$983K
VG
2732
DELISTED
Vonage Holdings Corporation
VG
$1.72M ﹤0.01%
548,651
-33,218
-6% -$104K
AVT icon
2733
Avnet
AVT
$7.07B
$1.72M ﹤0.01%
41,225
-15,503
-27% -$599K
INP
2734
DELISTED
iPath ETNs Linked to the MSCI India Total Return Index
INP
$1.72M ﹤0.01%
33,969
-15,855
-32% -$814K
MNKD icon
2735
CALL
MannKind Corp
MNKD
$1.21B
$1.72M ﹤0.01%
60,260
+2,540
+4% +$84K
CYH icon
2736
Community Health Systems
CYH
$393M
$1.72M ﹤0.01%
50,044
-20,360
-29% -$722K
TX icon
2737
Ternium
TX
$9.68B
$1.72M ﹤0.01%
71,433
+35,030
+96% +$830K
VCV icon
2738
Invesco California Value Municipal Income Trust
VCV
$520M
$1.72M ﹤0.01%
152,911
+95,065
+164% +$1.05M
GAP
2739
The Gap Inc
GAP
$7.28B
$1.71M ﹤0.01%
42,547
-6,552
-13% -$283K
LKM
2740
DELISTED
Link Motion Inc.
LKM
$1.71M ﹤0.01%
78,624
+76,624
+3,831% +$1.25M
MXI icon
2741
iShares Global Materials ETF
MXI
$340M
$1.71M ﹤0.01%
28,484
-15,117
-35% -$871K
LAZ icon
2742
Lazard
LAZ
$4.21B
$1.7M ﹤0.01%
47,286
-5,911
-11% -$210K
EPL
2743
DELISTED
EPL OIL & GAS, INC COMMON STK
EPL
$1.7M ﹤0.01%
45,930
+5,940
+15% +$198K
IBMD
2744
DELISTED
ISHARES IBONDS SEP 2015 AMT-FREE MUNI BOND ETF
IBMD
$1.7M ﹤0.01%
31,991
-3,173
-9% -$169K
BLC
2745
DELISTED
BELO CORP SER A
BLC
$1.7M ﹤0.01%
124,324
-8,904
-7% -$126K
CAVM
2746
DELISTED
Cavium, Inc.
CAVM
$1.7M ﹤0.01%
41,338
-98,966
-71% -$3.73M
KTF
2747
DWS Municipal Income Trust
KTF
$346M
$1.7M ﹤0.01%
137,696
+83,931
+156% +$1.02M
TUP
2748
PUT
DELISTED
Tupperware Brands Corporation
TUP
$1.7M ﹤0.01%
19,700
+500
+3% +$41.7K
BLMN icon
2749
CALL
Bloomin' Brands
BLMN
$736M
$1.7M ﹤0.01%
72,000
+700
+1% +$16.8K
JOYY
2750
JOYY Inc
JOYY
$3.77B
$1.7M ﹤0.01%
36,343
+32,701
+898% +$1.32M
108 109
110
111 112

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.