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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMC
251
CALL
DELISTED
EMC CORPORATION
EMC
$85.5M 0.08%
3,399,100
+2,724,600
+404% +$66M
RGP
252
DELISTED
REGENCY ENERGY PARTNERS LP COMMON UTS REP LIMITED PART INTS
RGP
$85M 0.08%
3,238,615
-1,058,344
-25% -$27M
TBF icon
253
ProShares Short 20+ Year Treasury ETF
TBF
$84.9M
$84.8M 0.08%
2,578,764
+688,067
+36% +$22.2M
NS
254
DELISTED
NuStar Energy L.P.
NS
$84.7M 0.08%
1,660,880
-93,822
-5% -$4.35M
GSK icon
255
GSK
GSK
$103B
$84.7M 0.08%
1,268,616
+58,770
+5% +$3.81M
VBK icon
256
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$84.3M 0.08%
689,226
+59,822
+10% +$7.06M
MA icon
257
Mastercard
MA
$477B
$84M 0.08%
1,005,300
-2,850,680
-74% -$212M
WBA
258
DELISTED
Walgreens Boots Alliance
WBA
$83.7M 0.08%
1,457,964
-221,522
-13% -$12.9M
IJK icon
259
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$83.6M 0.08%
2,226,876
+222,520
+11% +$8.03M
EZU icon
260
iShare MSCI Eurozone ETF
EZU
$9.41B
$82.8M 0.08%
2,000,479
+341,016
+21% +$13.5M
NBL
261
CALL
DELISTED
Noble Energy, Inc.
NBL
$82.2M 0.08%
1,206,600
+1,183,700
+5,169% +$83.9M
VXF icon
262
Vanguard Extended Market ETF
VXF
$30.3B
$82M 0.08%
991,954
+626,723
+172% +$50M
CAT icon
263
Caterpillar
CAT
$409B
$81.8M 0.08%
901,009
-97,090
-10% -$8.29M
IWO icon
264
iShares Russell 2000 Growth ETF
IWO
$14.5B
$81.3M 0.08%
599,962
+54,367
+10% +$7.05M
EOG icon
265
CALL
EOG Resources
EOG
$78B
$81.3M 0.08%
968,200
+655,000
+209% +$56.1M
SDRL
266
DELISTED
Seadrill Limited Common Stock
SDRL
$81.2M 0.08%
7,381
+508
+7% +$5.99M
WPC icon
267
W.P. Carey
WPC
$17.1B
$80.7M 0.08%
1,342,817
-204,697
-13% -$12.9M
GNW icon
268
Genworth Financial
GNW
$3.8B
$80.4M 0.08%
5,176,471
+163,776
+3% +$2.37M
LUMN icon
269
Lumen
LUMN
$6.53B
$80.2M 0.08%
2,518,594
-456,365
-15% -$14.6M
XOP icon
270
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.42B
$79.9M 0.07%
291,470
+161,402
+124% +$44.1M
DEM icon
271
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.88B
$79.8M 0.07%
1,562,828
-1,142,195
-42% -$59.5M
PFF icon
272
iShares Preferred and Income Securities ETF
PFF
$13.2B
$79.3M 0.07%
2,154,164
-713,684
-25% -$26.9M
BAX icon
273
Baxter International
BAX
$11.6B
$78.5M 0.07%
2,076,630
+542,481
+35% +$19.7M
TCP
274
DELISTED
TC Pipelines LP
TCP
$78.2M 0.07%
1,615,153
+88,881
+6% +$4.27M
BOND icon
275
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
$78.2M 0.07%
746,194
+45,383
+6% +$4.81M
9 10
11
12 13

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.