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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BOND icon
251
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.27B
$74.2M 0.08%
700,811
-31,052
-4% -$3.26M
IGIB icon
252
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$74M 0.08%
1,371,446
-9,456
-0.7% -$508K
META icon
253
PUT
Meta Platforms (Facebook)
META
$1.54T
$73.2M 0.07%
1,458,200
+920,560
+171% +$34.3M
APD icon
254
Air Products & Chemicals
APD
$65.5B
$72.7M 0.07%
737,934
-1,473,762
-67% -$140M
GLW icon
255
Corning
GLW
$134B
$72.6M 0.07%
4,977,579
-1,316,904
-21% -$19.5M
DIA icon
256
CALL
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.6B
$72.3M 0.07%
478,800
+389,700
+437% +$59.5M
VBK icon
257
Vanguard Small-Cap Growth ETF
VBK
$23.4B
$72M 0.07%
629,404
+89,489
+17% +$9.88M
AGN
258
DELISTED
Allergan Inc
AGN
$71.9M 0.07%
794,672
+354,199
+80% +$31.8M
ICE icon
259
Intercontinental Exchange
ICE
$81B
$71.7M 0.07%
1,975,850
+89,845
+5% +$3.25M
DNKN
260
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$71.2M 0.07%
1,572,685
+31,121
+2% +$1.36M
NS
261
DELISTED
NuStar Energy L.P.
NS
$70.4M 0.07%
1,754,702
+370,531
+27% +$15.7M
TLT icon
262
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$70.3M 0.07%
661,077
-163,901
-20% -$17.4M
IJK icon
263
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$69.7M 0.07%
2,004,356
-68,020
-3% -$2.31M
XME icon
264
CALL
State Street SPDR S&P Metals & Mining ETF
XME
$4.11B
$69.7M 0.07%
1,900,900
+364,200
+24% +$13.2M
SLV icon
265
CALL
iShares Silver Trust
SLV
$27.8B
$69.4M 0.07%
3,322,100
-449,200
-12% -$9.28M
HHH icon
266
Howard Hughes
HHH
$3.92B
$69.1M 0.07%
644,855
+103,469
+19% +$10.8M
IWO icon
267
iShares Russell 2000 Growth ETF
IWO
$14.6B
$68.7M 0.07%
545,595
+48,265
+10% +$5.82M
DS
268
DELISTED
Drive Shack Inc.
DS
$68.6M 0.07%
13,505,880
+9,609,868
+247% +$48.7M
AXP icon
269
American Express
AXP
$233B
$67.1M 0.07%
888,261
+77,447
+10% +$5.83M
MINT icon
270
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$67.1M 0.07%
661,388
+116,595
+21% +$11.8M
JPM icon
271
CALL
JPMorgan Chase
JPM
$930B
$66.7M 0.07%
1,290,800
+407,300
+46% +$21.8M
SH icon
272
ProShares Short S&P500
SH
$888M
$66.3M 0.07%
296,074
-3,623
-1% -$819K
MA icon
273
PUT
Mastercard
MA
$469B
$66.1M 0.07%
983,000
+47,000
+5% +$2.95M
RDS.A
274
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$65.3M 0.07%
994,675
-35,773
-3% -$2.34M
SO icon
275
Southern Company
SO
$109B
$64.9M 0.07%
1,576,740
+101,813
+7% +$4.39M
9 10
11
12 13

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.