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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DDD icon
2626
PUT
3D Systems Corp
DDD
$412M
$1.92M ﹤0.01%
35,600
+5,050
+17% +$250K
EAT icon
2627
Brinker International
EAT
$8.5B
$1.92M ﹤0.01%
47,309
-23,940
-34% -$979K
DGI
2628
DELISTED
DigitalGlobe Inc.
DGI
$1.92M ﹤0.01%
60,665
+2,591
+4% +$83K
MFIC icon
2629
CALL
MidCap Financial Investment
MFIC
$811M
$1.92M ﹤0.01%
78,367
+45,034
+135% +$1.09M
EQC
2630
DELISTED
Equity Commonwealth
EQC
$1.92M ﹤0.01%
87,399
-966
-1% -$23K
CAKE icon
2631
Cheesecake Factory
CAKE
$4.42B
$1.91M ﹤0.01%
43,560
+2,359
+6% +$102K
MKTX icon
2632
MarketAxess Holdings
MKTX
$4.34B
$1.91M ﹤0.01%
31,870
+5,358
+20% +$286K
ISCB icon
2633
iShares Morningstar Small-Cap ETF
ISCB
$285M
$1.91M ﹤0.01%
64,060
+30,196
+89% +$878K
CAF
2634
Morgan Stanley China A Share Fund
CAF
$329M
$1.91M ﹤0.01%
86,179
-56,185
-39% -$1.19M
EMBJ
2635
PUT
Embraer S.A. ADS
EMBJ
$12.3B
$1.9M ﹤0.01%
58,600
+42,000
+253% +$1.46M
SNV
2636
DELISTED
Synovus
SNV
$1.9M ﹤0.01%
82,275
-14,916
-15% -$340K
JKHY icon
2637
Jack Henry & Associates
JKHY
$11.2B
$1.9M ﹤0.01%
36,748
-14,632
-28% -$730K
SPWR
2638
CALL
DELISTED
SunPower Corporation Common Stock
SPWR
$1.9M ﹤0.01%
110,860
-1,069
-1% -$16.7K
SPRD
2639
PUT
DELISTED
SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS)
SPRD
$1.9M ﹤0.01%
62,300
+61,800
+12,360% +$1.83M
BAC.PRL icon
2640
Bank of America Series L
BAC.PRL
$3.98B
$1.9M ﹤0.01%
1,754
-83
-5% -$90.9K
AUY
2641
CALL
DELISTED
Yamana Gold, Inc.
AUY
$1.9M ﹤0.01%
182,200
+162,000
+802% +$1.71M
EDU icon
2642
New Oriental
EDU
$8.08B
$1.89M ﹤0.01%
76,091
-82,699
-52% -$1.89M
UNFI icon
2643
United Natural Foods
UNFI
$3.07B
$1.89M ﹤0.01%
28,086
+18,080
+181% +$1.1M
NKX icon
2644
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$655M
$1.89M ﹤0.01%
153,009
+37,230
+32% +$458K
CETV
2645
DELISTED
Central European Media Enterprises Ltd
CETV
$1.89M ﹤0.01%
359,627
+83,484
+30% +$344K
WRI
2646
DELISTED
Weingarten Realty Investors
WRI
$1.89M ﹤0.01%
64,277
-4,720
-7% -$143K
GNW icon
2647
CALL
Genworth Financial
GNW
$3.85B
$1.88M ﹤0.01%
147,000
-32,000
-18% -$401K
NVS icon
2648
CALL
Novartis
NVS
$304B
$1.88M ﹤0.01%
27,342
+2,120
+8% +$140K
RHI icon
2649
Robert Half
RHI
$4.04B
$1.87M ﹤0.01%
48,006
-21,989
-31% -$810K
DHR icon
2650
CALL
Danaher
DHR
$140B
$1.87M ﹤0.01%
40,171
-93,436
-70% -$4.24M
104 105
106
107 108

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.