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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPN
2551
DELISTED
Superior Energy Services, Inc.
SPN
$2.04M ﹤0.01%
8,154
-4,543
-36% -$1.18M
PNRA
2552
DELISTED
Panera Bread Co
PNRA
$2.04M ﹤0.01%
12,883
-7,650
-37% -$1.33M
CVA
2553
DELISTED
Covanta Holding Corporation
CVA
$2.04M ﹤0.01%
95,455
+9,914
+12% +$208K
VCLT icon
2554
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.91B
$2.03M ﹤0.01%
24,808
+209
+0.8% +$17.2K
LLY icon
2555
PUT
Eli Lilly
LLY
$1.09T
$2.03M ﹤0.01%
40,400
+11,700
+41% +$613K
TEX icon
2556
Terex
TEX
$7.84B
$2.03M ﹤0.01%
60,514
+7,640
+14% +$232K
MHR
2557
CALL
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$2.03M ﹤0.01%
328,600
+32,600
+11% +$148K
INFY icon
2558
PUT
Infosys
INFY
$50B
$2.02M ﹤0.01%
336,800
-31,200
-8% -$185K
JAZZ icon
2559
PUT
Jazz Pharmaceuticals
JAZZ
$16.1B
$2.02M ﹤0.01%
22,000
+17,400
+378% +$1.4M
RS icon
2560
Reliance Steel & Aluminium
RS
$21.2B
$2.02M ﹤0.01%
27,611
+10,959
+66% +$765K
GSP
2561
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index
GSP
$2.02M ﹤0.01%
61,732
-2,380
-4% -$79K
LCC
2562
PUT
DELISTED
US AIRWAYS GROUP INC.
LCC
$2.02M ﹤0.01%
106,600
-19,000
-15% -$336K
HSP
2563
CALL
DELISTED
HOSPIRA INC
HSP
$2.02M ﹤0.01%
51,500
+48,800
+1,807% +$1.95M
ATW
2564
DELISTED
Atwood Oceanics
ATW
$2.02M ﹤0.01%
36,640
+2,725
+8% +$154K
BSL
2565
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$168M
$2.01M ﹤0.01%
105,105
+52,356
+99% +$1.02M
EWY icon
2566
CALL
iShares MSCI South Korea ETF
EWY
$21.1B
$2.01M ﹤0.01%
32,700
+13,900
+74% +$795K
KBAL
2567
DELISTED
Kimball International
KBAL
$2.01M ﹤0.01%
232,159
+98,830
+74% +$837K
FNV icon
2568
Franco-Nevada
FNV
$40.6B
$2M ﹤0.01%
44,310
+16,013
+57% +$681K
SLYV icon
2569
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.94B
$2M ﹤0.01%
40,860
+1,232
+3% +$58.8K
POOL icon
2570
Pool Corp
POOL
$7B
$2M ﹤0.01%
35,740
+3,483
+11% +$188K
MYGN icon
2571
Myriad Genetics
MYGN
$502M
$2M ﹤0.01%
85,189
-28,294
-25% -$804K
ETFC
2572
DELISTED
E*Trade Financial Corporation
ETFC
$2M ﹤0.01%
121,156
+26,665
+28% +$398K
TECK icon
2573
PUT
Teck Resources
TECK
$28.8B
$1.99M ﹤0.01%
74,300
-146,000
-66% -$3.67M
CLD
2574
DELISTED
Cloud Peak Energy Inc
CLD
$1.99M ﹤0.01%
135,915
+111,533
+457% +$1.79M
JHP
2575
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$1.99M ﹤0.01%
252,571
-32,756
-11% -$262K
101 102
103
104 105

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.