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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRPN icon
2526
CALL
Groupon
GRPN
$1.07B
$2.08M ﹤0.01%
9,275
-13,425
-59% -$2.68M
PH icon
2527
CALL
Parker-Hannifin
PH
$125B
$2.08M ﹤0.01%
19,100
-8,600
-31% -$886K
SNY icon
2528
PUT
Sanofi
SNY
$109B
$2.08M ﹤0.01%
41,000
+39,100
+2,058% +$1.99M
NM
2529
DELISTED
Navios Maritime Holdings Inc.
NM
$2.08M ﹤0.01%
29,151
+9,956
+52% +$619K
AMTD
2530
DELISTED
TD Ameritrade Holding Corp
AMTD
$2.08M ﹤0.01%
79,273
-287,801
-78% -$7.65M
MMU
2531
Western Asset Managed Municipals Fund
MMU
$549M
$2.07M ﹤0.01%
167,799
+14,673
+10% +$178K
DBD
2532
DELISTED
Diebold Nixdorf Incorporated
DBD
$2.07M ﹤0.01%
70,612
-12,286
-15% -$385K
DINO icon
2533
PUT
HF Sinclair
DINO
$16.1B
$2.07M ﹤0.01%
49,200
-125,700
-72% -$5.46M
BSBR icon
2534
Santander
BSBR
$41.2B
$2.07M ﹤0.01%
311,103
+103,988
+50% +$607K
AL
2535
DELISTED
Air Lease Corp
AL
$2.07M ﹤0.01%
74,840
+41,067
+122% +$1.12M
DVYE icon
2536
iShares Emerging Markets Dividend ETF
DVYE
$1.2B
$2.07M ﹤0.01%
41,668
+12,387
+42% +$605K
WFM
2537
PUT
DELISTED
Whole Foods Market Inc
WFM
$2.06M ﹤0.01%
35,300
-14,000
-28% -$773K
HSP
2538
PUT
DELISTED
HOSPIRA INC
HSP
$2.06M ﹤0.01%
52,600
+49,600
+1,653% +$1.98M
IDLV icon
2539
Invesco S&P International Developed Low Volatility ETF
IDLV
$343M
$2.06M ﹤0.01%
67,543
+24,788
+58% +$742K
MDAS
2540
DELISTED
MEDASSETS INC COM STK (DE)
MDAS
$2.06M ﹤0.01%
81,102
-7,948
-9% -$178K
NMR icon
2541
Nomura Holdings
NMR
$28.1B
$2.06M ﹤0.01%
263,872
+69,118
+35% +$535K
WPRT
2542
PUT
Westport Fuel Systems
WPRT
$32.9M
$2.06M ﹤0.01%
8,520
-6,640
-44% -$1.94M
MAGN
2543
Magnera Corp
MAGN
$498M
$2.06M ﹤0.01%
5,854
+964
+20% +$334K
IVOO icon
2544
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.75B
$2.06M ﹤0.01%
49,110
+6,652
+16% +$274K
NFX
2545
PUT
DELISTED
Newfield Exploration
NFX
$2.06M ﹤0.01%
75,200
+41,800
+125% +$1.05M
THD icon
2546
iShares MSCI Thailand ETF
THD
$364M
$2.05M ﹤0.01%
27,540
-98,153
-78% -$7.45M
GPK icon
2547
Graphic Packaging
GPK
$3.45B
$2.05M ﹤0.01%
239,364
-10,341
-4% -$88.5K
AYI icon
2548
Acuity Brands
AYI
$10.3B
$2.05M ﹤0.01%
22,251
+12,010
+117% +$1.05M
QCOR
2549
CALL
DELISTED
QUESTCOR PHARMA INC
QCOR
$2.05M ﹤0.01%
35,300
+19,000
+117% +$1.13M
CXT icon
2550
Crane NXT
CXT
$3.14B
$2.05M ﹤0.01%
95,491
+14,395
+18% +$306K
100 101
102
103 104

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.