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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARCC icon
226
Ares Capital
ARCC
$13.4B
$85.1M 0.09%
4,921,758
+578,613
+13% +$10.1M
DIA icon
227
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.6B
$85.1M 0.09%
563,540
-132,283
-19% -$20.2M
POT
228
DELISTED
Potash Corp Of Saskatchewan
POT
$84.8M 0.09%
2,712,253
+1,209,536
+80% +$40.1M
VOT icon
229
Vanguard Mid-Cap Growth ETF
VOT
$19.2B
$84.5M 0.09%
992,258
-2,394
-0.2% -$198K
EWJ icon
230
iShares MSCI Japan ETF
EWJ
$21.7B
$83.8M 0.09%
1,756,757
-295,272
-14% -$13.7M
FLOT icon
231
iShares Floating Rate Bond ETF
FLOT
$10.1B
$83.3M 0.09%
1,643,070
+416,120
+34% +$21.1M
CAT icon
232
Caterpillar
CAT
$412B
$83.2M 0.09%
998,099
-170,946
-15% -$14.5M
AMT icon
233
American Tower
AMT
$76.7B
$83M 0.09%
1,120,189
+89,852
+9% +$6.49M
SDRL
234
DELISTED
Seadrill Limited Common Stock
SDRL
$83M 0.08%
6,873
-2,136
-24% -$25.3M
OXY icon
235
CALL
Occidental Petroleum
OXY
$57.3B
$82.3M 0.08%
918,626
+468,342
+104% +$40.3M
GRFS
236
Grifois
GRFS
$5.13B
$82.2M 0.08%
5,432,534
-696,992
-11% -$10.8M
AIG icon
237
CALL
American International
AIG
$41.4B
$82M 0.08%
1,687,100
-3,100
-0.2% -$147K
GEN icon
238
Gen Digital
GEN
$15.1B
$81.9M 0.08%
3,308,410
+478,906
+17% +$12M
IEF icon
239
iShares 7-10 Year Treasury Bond ETF
IEF
$47B
$80.8M 0.08%
791,624
-42,062
-5% -$4.25M
VQT
240
DELISTED
iPath S&P VEQTOR ETN
VQT
$80.7M 0.08%
578,912
+55,368
+11% +$7.84M
TIP icon
241
iShares TIPS Bond ETF
TIP
$14.5B
$80.1M 0.08%
711,250
-259,455
-27% -$28.9M
DUK icon
242
Duke Energy
DUK
$101B
$78.5M 0.08%
1,174,833
+176,245
+18% +$12M
GDX icon
243
CALL
VanEck Gold Miners ETF
GDX
$22.9B
$77.4M 0.08%
3,091,900
+2,346,100
+315% +$62.4M
FDX icon
244
FedEx
FDX
$74.7B
$77.1M 0.08%
675,639
+24,704
+4% +$2.67M
BHP icon
245
BHP
BHP
$212B
$76.2M 0.08%
1,354,446
+35,651
+3% +$1.94M
GSK icon
246
GSK
GSK
$102B
$75.9M 0.08%
1,209,846
-53,939
-4% -$3.47M
AIG icon
247
American International
AIG
$41.4B
$74.7M 0.08%
1,536,676
-277,223
-15% -$13.2M
SPIB icon
248
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$74.7M 0.08%
2,214,017
+133,156
+6% +$4.47M
NOV icon
249
NOV
NOV
$7.22B
$74.5M 0.08%
1,057,253
+118,946
+13% +$7.96M
TCP
250
DELISTED
TC Pipelines LP
TCP
$74.3M 0.08%
1,526,272
-14,243
-0.9% -$704K
8 9
10
11 12

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MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
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BP
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UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.