UBS’s State Street SPDR S&P Oil & Gas Equipment & Services ETF XES Stock Holding History

UBS’s Portfolio XES Stock Details XES Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$5.12M	Sell	12,736 -1,756	-12%	-$791K	﹤0.01%	2006
2014 Q2	$7.14M	Buy	14,492 +2,910	+25%	+$1.35M	0.01%	1628
2014 Q1	$5.31M	Buy	11,582 +507	+5%	+$217K	﹤0.01%	1806
2013 Q4	$4.84M	Buy	11,075 +1,548	+16%	+$672K	﹤0.01%	1904
2013 Q3	$4M	Sell	9,527 -2,270	-19%	-$936K	﹤0.01%	1908
2013 Q2	$4.62M	Buy	+11,797	New	+$4.64M	0.01%	1695

Other funds holding XES

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

FBA

Front Barnett Associates Chicago, Illinois $833M AUM 23.51% 1-Year Est. Return

WBG

Wharton Business Group Malvern, Pennsylvania $2.65B AUM 20.73% 1-Year Est. Return

HCM

Harvest Capital Management Concord, New Hampshire $347M AUM 4.08% 1-Year Est. Return

Dowling & Yahnke San Diego, California $2.15B AUM 10.82% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $11.7B AUM 21.33% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

SGDR

SPX Gestao de Recursos Rio De Janeiro, Brazil $1.2B AUM 59.05% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

UBS's XES Position: Q3 2014 in Review

UBS reduced its State Street SPDR S&P Oil & Gas Equipment & Services ETF (XES) stake by 12% in Q3 2014, selling an estimated $791K and leaving 12,736 shares worth $5.12M. The position accounts for ﹤0.01% of the portfolio, ranked #2006.

UBS first reported a position in XES in Q2 2013 and has held it in 6 quarters since. The position peaked at $7.14M in Q2 2014. 61 funds tracked by Wall St. Rank hold XES as of Q3 2014.

UBS held 12,736 shares of State Street SPDR S&P Oil & Gas Equipment & Services ETF worth $5.12M as of Q3 2014.
UBS sold 1,756 State Street SPDR S&P Oil & Gas Equipment & Services ETF shares in Q3 2014, an estimated $791K.
State Street SPDR S&P Oil & Gas Equipment & Services ETF made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2006 holding.
UBS first reported a position in State Street SPDR S&P Oil & Gas Equipment & Services ETF in Q2 2013 and has held it in 6 quarters since.
UBS's State Street SPDR S&P Oil & Gas Equipment & Services ETF position peaked at $7.14M in Q2 2014.
61 funds tracked by Wall St. Rank held State Street SPDR S&P Oil & Gas Equipment & Services ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.