UBS’s State Street SPDR Portfolio S&P 600 Small Cap ETF SPSM Stock Holding History

UBS’s Portfolio SPSM Stock Details SPSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$113K	Buy	5,121 +1,905	+59%	+$43.6K	﹤0.01%	5854
2014 Q2	$76K	Buy	+3,216	New	+$72.9K	﹤0.01%	6294

Other funds holding SPSM

HMC

Harvard Management Company Boston, Massachusetts $4.26B AUM 5.81% 1-Year Est. Return

AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

MHS

M Holdings Securities Portland, Oregon $731M AUM 34.87% 1-Year Est. Return

OIA

Optimum Investment Advisors Chicago, Illinois $252M AUM 26.44% 1-Year Est. Return

UBS's SPSM Position: Q3 2014 in Review

UBS increased its State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) stake by 59% in Q3 2014, buying an estimated $43.6K and bringing the position to 5,121 shares worth $113K. The position accounts for ﹤0.01% of the portfolio, ranked #5854.

UBS first reported a position in SPSM in Q2 2014 and has held it in 2 quarters since. 14 funds tracked by Wall St. Rank hold SPSM as of Q3 2014.

UBS held 5,121 shares of State Street SPDR Portfolio S&P 600 Small Cap ETF worth $113K as of Q3 2014.
UBS bought 1,905 State Street SPDR Portfolio S&P 600 Small Cap ETF shares in Q3 2014, an estimated $43.6K.
State Street SPDR Portfolio S&P 600 Small Cap ETF made up ﹤0.01% of UBS's portfolio in Q3 2014, its #5854 holding.
UBS first reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF in Q2 2014 and has held it in 2 quarters since.
14 funds tracked by Wall St. Rank held State Street SPDR Portfolio S&P 600 Small Cap ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.