UBS’s StoneX SNEX Stock Holding History

UBS’s Portfolio SNEX Stock Details SNEX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-1,013	Closed	-$4K	–	10775
2014 Q1	$4K	Buy	+1,013	New	+$3.68K	﹤0.01%	9707

Other funds holding SNEX

PCMF

Private Capital Management (Florida) Naples, Florida $1B AUM 15.98% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

JFG

Jefferies Financial Group New York $14.6B AUM 40.95% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

CSC

Cove Street Capital El Segundo, California $76.6M AUM 36% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

UBS's SNEX Position: Q3 2014 in Review

UBS reduced its StoneX (SNEX) stake by 12% in Q3 2014, selling an estimated $5.95K and leaving 11,375 shares worth $39K. The position accounts for ﹤0.01% of the portfolio, ranked #7142.

UBS first reported a position in SNEX in Q2 2013 and has held it in 6 quarters since. The position peaked at $374K in Q2 2013. 91 funds tracked by Wall St. Rank hold SNEX as of Q3 2014.

UBS held 11,375 shares of StoneX worth $39K as of Q3 2014.
UBS sold 1,580 StoneX shares in Q3 2014, an estimated $5.95K.
StoneX made up ﹤0.01% of UBS's portfolio in Q3 2014, its #7142 holding.
UBS first reported a position in StoneX in Q2 2013 and has held it in 6 quarters since.
UBS's StoneX position peaked at $374K in Q2 2013.
91 funds tracked by Wall St. Rank held StoneX as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.