UBS’s First Trust Senior Floating Rate Income Fund II FCT Stock Holding History

UBS’s Portfolio FCT Stock Details FCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$8.03M	Sell	592,101 -54,845	-8%	-$758K	0.01%	1638
2014 Q2	$9.24M	Buy	646,946 +37,073	+6%	+$519K	0.01%	1435
2014 Q1	$8.81M	Buy	609,873 +63,294	+12%	+$909K	0.01%	1353
2013 Q4	$7.92M	Buy	546,579 +156,930	+40%	+$2.26M	0.01%	1457
2013 Q3	$5.58M	Buy	389,649 +6,640	+2%	+$102K	0.01%	1615
2013 Q2	$5.8M	Buy	+383,009	New	+$6.07M	0.01%	1488

Other funds holding FCT

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BCC

Bain Capital Credit Boston, Massachusetts $303M AUM 15.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

TAM

Trust Asset Management Houston, Texas $1.61B AUM 29.06% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return

RCM

Robinson Capital Management Grosse Pointe Farms, Michigan $226M AUM 6.92% 1-Year Est. Return

UBS's FCT Position: Q3 2014 in Review

UBS reduced its First Trust Senior Floating Rate Income Fund II (FCT) stake by 8.5% in Q3 2014, selling an estimated $758K and leaving 592,101 shares worth $8.03M. The position accounts for 0.01% of the portfolio, ranked #1638.

UBS first reported a position in FCT in Q2 2013 and has held it in 6 quarters since. The position peaked at $9.24M in Q2 2014. 44 funds tracked by Wall St. Rank hold FCT as of Q3 2014.

UBS held 592,101 shares of First Trust Senior Floating Rate Income Fund II worth $8.03M as of Q3 2014.
UBS sold 54,845 First Trust Senior Floating Rate Income Fund II shares in Q3 2014, an estimated $758K.
First Trust Senior Floating Rate Income Fund II made up 0.01% of UBS's portfolio in Q3 2014, its #1638 holding.
UBS first reported a position in First Trust Senior Floating Rate Income Fund II in Q2 2013 and has held it in 6 quarters since.
UBS's First Trust Senior Floating Rate Income Fund II position peaked at $9.24M in Q2 2014.
44 funds tracked by Wall St. Rank held First Trust Senior Floating Rate Income Fund II as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.