UBS’s Sempreon, Inc. Common Stock CASK Stock Holding History

UBS’s Portfolio CASK Stock Details CASK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$49K	Buy	3,732 +3,443	+1,191%	+$34.7K	﹤0.01%	6851
2014 Q2	$2K	Buy	+289	New	+$1.92K	﹤0.01%	10040
2014 Q1	–	Sell	-615	Closed	-$3K	–	10637
2013 Q4	$3K	Buy	+615	New	+$3.13K	﹤0.01%	9863
2013 Q3	–	Sell	-2,038	Closed	-$12K	–	10571
2013 Q2	$12K	Buy	+2,038	New	+$10.1K	﹤0.01%	8442

Other funds holding CASK

Dimensional Fund Advisors Austin, Texas $551B AUM 33.95% 1-Year Est. Return

Heartland Advisors Milwaukee, Wisconsin $2.08B AUM 27.45% 1-Year Est. Return

Amici Capital New York $257M AUM 4.88% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Bridgeway Capital Management Houston, Texas $5.69B AUM 60.64% 1-Year Est. Return

EAM Investors Solana Beach, California $1.12B AUM 390.6% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $128B AUM 35.83% 1-Year Est. Return

UBS's CASK Position: Q3 2014 in Review

UBS increased its Sempreon, Inc. Common Stock (CASK) stake by 1,191% in Q3 2014, buying an estimated $34.7K and bringing the position to 3,732 shares worth $49K. The position accounts for ﹤0.01% of the portfolio, ranked #6851.

UBS first reported a position in CASK in Q2 2013 and has held it in 4 quarters since. 49 funds tracked by Wall St. Rank hold CASK as of Q3 2014.

UBS held 3,732 shares of Sempreon, Inc. Common Stock worth $49K as of Q3 2014.
UBS bought 3,443 Sempreon, Inc. Common Stock shares in Q3 2014, an estimated $34.7K.
Sempreon, Inc. Common Stock made up ﹤0.01% of UBS's portfolio in Q3 2014, its #6851 holding.
UBS first reported a position in Sempreon, Inc. Common Stock in Q2 2013 and has held it in 4 quarters since.
49 funds tracked by Wall St. Rank held Sempreon, Inc. Common Stock as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.