UBS O'Connor’s Carlyle Group CG Stock Holding History

UBS O'Connor’s Portfolio CG Stock Details CG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-100,000	Closed	-$2.71M	–	800
2015 Q1	$2.71M	Buy	+100,000	New	+$2.66M	0.03%	357
2014 Q2	–	Sell	-60,000	Closed	-$2.11M	–	450
2014 Q1	$2.11M	Buy	+60,000	New	+$2.11M	0.04%	287

Other funds holding CG

BAMCO Inc New York $66.6B AUM 7.35% 1-Year Est. Return

EIP

Epoch Investment Partners New York $17.6B AUM 34.17% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $344B AUM 42.99% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

RRC

Red Rocks Capital Denver, Colorado $296M AUM 1.84% 1-Year Est. Return

FAM

Fred Alger Management New York $30B AUM 76.99% 1-Year Est. Return

Neuberger Berman Group New York $150B AUM 40.08% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $128B AUM 35.83% 1-Year Est. Return

Marshall Wace London, United Kingdom $127B AUM 46.06% 1-Year Est. Return

UBS O'Connor's CG Position: Q2 2015 in Review

UBS O'Connor sold out of Carlyle Group (CG) in Q2 2015, closing a stake of 100,000 shares — an estimated $2.71M sold.

UBS O'Connor first reported a position in CG in Q1 2014 and held it in 2 quarters. The position peaked at $2.71M in Q1 2015. 135 funds tracked by Wall St. Rank hold CG as of Q2 2015.

UBS O'Connor reported no remaining Carlyle Group position as of Q2 2015 after selling out during the quarter.
UBS O'Connor sold 100,000 Carlyle Group shares in Q2 2015, an estimated $2.71M.
UBS O'Connor first reported a position in Carlyle Group in Q1 2014 and held it in 2 quarters.
UBS O'Connor's Carlyle Group position peaked at $2.71M in Q1 2015.
135 funds tracked by Wall St. Rank held Carlyle Group as of Q2 2015.

Based on UBS O'Connor's 13F filing for Q2 2015, filed 13 Aug 2015.