UBS O'Connor’s Broadridge BR Stock Holding History

UBS O'Connor’s Portfolio BR Stock Details BR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-19,194	Closed	-$960K	–	547
2015 Q2	$960K	Buy	+19,194	New	+$1.02M	0.01%	596

Other funds holding BR

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

JHIU

Janus Henderson Investors US Denver, Colorado $122B AUM 18.26% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Harris Associates Chicago, Illinois $75.4B AUM 14.46% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

SAM

Southernsun Asset Management Memphis, Tennessee $743M AUM 34.03% 1-Year Est. Return

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

FMI

Fiduciary Management Inc Milwaukee, Wisconsin $7.03B AUM 11.68% 1-Year Est. Return

VNIM

Vaughan Nelson Investment Management Houston, Texas $11.3B AUM 53% 1-Year Est. Return

UBS O'Connor's BR Position: Q3 2015 in Review

UBS O'Connor sold out of Broadridge (BR) in Q3 2015, closing a stake of 19,194 shares — an estimated $960K sold.

UBS O'Connor first reported a position in BR in Q2 2015 and held it in 1 quarter. The position peaked at $960K in Q2 2015. 415 funds tracked by Wall St. Rank hold BR as of Q3 2015.

UBS O'Connor reported no remaining Broadridge position as of Q3 2015 after selling out during the quarter.
UBS O'Connor sold 19,194 Broadridge shares in Q3 2015, an estimated $960K.
UBS O'Connor first reported a position in Broadridge in Q2 2015 and held it in 1 quarter.
UBS O'Connor's Broadridge position peaked at $960K in Q2 2015.
415 funds tracked by Wall St. Rank held Broadridge as of Q3 2015.

Based on UBS O'Connor's 13F filing for Q3 2015, filed 13 Nov 2015.