UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$2.97B |
| 2 |
American International
AIG
|
+$543M |
| 3 |
iShares China Large-Cap ETF
FXI
|
+$375M |
| 4 |
Xerox
XRX
|
+$324M |
| 5 |
PepsiCo
PEP
|
+$296M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$399M |
| 2 |
Qualcomm
QCOM
|
+$375M |
| 3 |
Johnson & Johnson
JNJ
|
+$315M |
| 4 |
eBay
EBAY
|
+$298M |
| 5 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$293M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.11% |
| 2 | Healthcare | 6.31% |
| 3 | Energy | 6.06% |
| 4 | Technology | 5.81% |
| 5 | Industrials | 5.27% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2426
iShares Morningstar Small-Cap Value ETF
ISCV
$710M
| $2.84M | ﹤0.01% |
75,798
+4,164
| +6% | +$167K |
|
|
ESRX
2427
CALL
DELISTED
Express Scripts Holding Company
ESRX
| $2.84M | ﹤0.01% |
35,100
-52,000
| -60% | -$4.53M |
|
2428
Invesco DB Energy Fund
DBE
$83M
| $2.84M | ﹤0.01% |
208,274
+201,537
| +2,991% | +$2.9M |
|
2429
iShares Core S&P US Growth ETF
IUSG
$33.5B
| $2.84M | ﹤0.01% |
74,684
-6,810
| -8% | -$274K |
|
2430
Westlake Corp
WLK
$10.3B
| $2.84M | ﹤0.01% |
54,664
+5,809
| +12% | +$339K |
|
2431
Teck Resources
TECK
$31.8B
| $2.83M | ﹤0.01% |
590,152
+127,405
| +28% | +$904K |
|
|
DRE
2432
DELISTED
Duke Realty Corp.
DRE
| $2.83M | ﹤0.01% |
148,591
+1,221
| +0.8% | +$23.4K |
|
|
SLAI
2433
DELISTED
SOLAI Ltd ADS
SLAI
| $2.82M | ﹤0.01% |
2,486
+2,442
| +5,550% | +$3.06M |
|
|
ALR
2434
DELISTED
Alere Inc
ALR
| $2.82M | ﹤0.01% |
58,636
+50,906
| +659% | +$2.64M |
|
|
SCHW
2435
CALL
Charles Schwab
SCHW
$185B
| $2.82M | ﹤0.01% |
98,800
+98,500
| +32,833% | +$3.16M |
|
2436
Invesco Senior Income Trust
VVR
$456M
| $2.82M | ﹤0.01% |
675,169
-27,497
| -4% | -$120K |
|
|
RWW
2437
DELISTED
Invesco S&P Financials Revenue ETF
RWW
| $2.82M | ﹤0.01% |
61,654
+3,049
| +5% | +$150K |
|
2438
PUT
Nucor
NUE
$62.4B
| $2.82M | ﹤0.01% |
75,000
-2,000
| -3% | -$85.7K |
|
|
MPV
2439
Barings Participation Investors
MPV
$174M
| $2.81M | ﹤0.01% |
213,171
-3,685
| -2% | -$47.5K |
|
|
IPG
2440
DELISTED
Interpublic Group of Companies
IPG
| $2.81M | ﹤0.01% |
147,065
-601,101
| -80% | -$12M |
|
2441
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.23B
| $2.81M | ﹤0.01% |
112,383
-36,592
| -25% | -$1.04M |
|
|
FLTX
2442
DELISTED
Fleetmatics Group PLC
FLTX
| $2.81M | ﹤0.01% |
57,242
+18,458
| +48% | +$879K |
|
2443
PUT
iShares MSCI Mexico ETF
EWW
$1.98B
| $2.81M | ﹤0.01% |
54,400
| – | – |
|
2444
CALL
SM Energy
SM
$7.44B
| $2.8M | ﹤0.01% |
87,500
| – | – |
|
|
CHU
2445
DELISTED
China Unicom (HONG KONG) Limited
CHU
| $2.8M | ﹤0.01% |
219,446
+3,381
| +2% | +$46.2K |
|
2446
CALL
Johnson Controls International
JCI
$93.1B
| $2.8M | ﹤0.01% |
64,558
-46,031
| -42% | -$2.12M |
|
2447
Ligand Pharmaceuticals
LGND
$6.03B
| $2.79M | ﹤0.01% |
52,158
+12,001
| +30% | +$728K |
|
2448
MGM Resorts International
MGM
$11.7B
| $2.79M | ﹤0.01% |
151,015
-131,621
| -47% | -$2.63M |
|
|
AGC
2449
DELISTED
Advent Claymore Conv Sec & Incme
AGC
| $2.78M | ﹤0.01% |
514,788
+53,912
| +12% | +$324K |
|
2450
Black Stone Minerals
BSM
$3.14B
| $2.78M | ﹤0.01% |
201,322
-114,520
| -36% | -$1.73M |
|
Similar funds
UBS Group's Q3 2015 Portfolio in Review
As of Q3 2015, UBS Group held 9,177 positions worth $141B, down 6.1% from $150B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $6.71B of net new capital in Q3 2015, opening 664 new positions and adding to 3,305 existing holdings. Its largest new stake was Kraft Heinz: 1,448,913 shares worth $102M.
By sector, the portfolio is most concentrated in Financials at 8.1% of assets, down from 8.5% a quarter earlier, followed by Healthcare and Energy.
On the sell side, the largest reduction was Apple, an estimated $399M trimmed.
- UBS Group's largest Q3 2015 buy was Kraft Heinz: 1,448,913 shares worth $102M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $2.97B increase.
- UBS Group's biggest Q3 2015 reduction was Apple, cutting an estimated $399M.
- UBS Group fully exited OMNICARE INC in Q3 2015, selling an estimated $227M.
- UBS Group's ten largest holdings make up 17% of its $141B portfolio in Q3 2015.
- UBS Group opened 664 new positions and closed 707 in Q3 2015.
- UBS Group's portfolio value fell 6.1% quarter-over-quarter to $141B.
Based on UBS Group's 13F filing for Q3 2015, filed 13 Nov 2015.