UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$475M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$349M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$346M |
| 4 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$261M |
| 5 |
WORK
Slack Technologies, Inc.
WORK
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$1.91B |
| 2 |
Vanguard Morningstar Mid-Cap ETF
VO
|
+$1.28B |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$1.17B |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$1.11B |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$968M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 52.51% |
| 2 | Technology | 11.07% |
| 3 | Financials | 6.65% |
| 4 | Consumer Discretionary | 6.26% |
| 5 | Healthcare | 5.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2401
Barclays
BCS
$83.2B
| $5.24M | ﹤0.01% |
655,225
-219,908
| -25% | -$1.47M |
|
2402
Nuveen Dynamic Municipal Opportunities Fund
NDMO
$555M
| $5.22M | ﹤0.01% |
332,275
+238,633
| +255% | +$3.61M |
|
2403
Icahn Enterprises
IEP
$4.96B
| $5.21M | ﹤0.01% |
102,921
+1,644
| +2% | +$83.7K |
|
2404
Viavi Solutions
VIAV
$8.65B
| $5.21M | ﹤0.01% |
348,025
+81,272
| +30% | +$1.08M |
|
2405
iShares MSCI Europe Small-Cap ETF
IEUS
$174M
| $5.21M | ﹤0.01% |
83,905
+9,772
| +13% | +$548K |
|
2406
CALL
State Street Technology Select Sector SPDR ETF
XLK
$123B
| $5.2M | ﹤0.01% |
80,000
-1,000,000
| -93% | -$60.9M |
|
2407
Planet Fitness
PLNT
$3.74B
| $5.2M | ﹤0.01% |
66,958
+41,470
| +163% | +$2.9M |
|
2408
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$423M
| $5.19M | ﹤0.01% |
345,363
-26,836
| -7% | -$389K |
|
2409
Inseego
INSG
$69M
| $5.19M | ﹤0.01% |
33,541
+2,541
| +8% | +$281K |
|
2410
Nuveen ESG Emerging Markets Equity ETF
NUEM
$419M
| $5.18M | ﹤0.01% |
154,892
-8,941
| -5% | -$280K |
|
2411
iShares Asia 50 ETF
AIA
$4.87B
| $5.18M | ﹤0.01% |
59,387
+11,242
| +23% | +$898K |
|
2412
iShares US Basic Materials ETF
IYM
$1.17B
| $5.18M | ﹤0.01% |
45,646
+13,165
| +41% | +$1.4M |
|
2413
Macerich
MAC
$6.38B
| $5.17M | ﹤0.01% |
484,678
-114,494
| -19% | -$1.04M |
|
2414
10x Genomics
TXG
$9.88B
| $5.17M | ﹤0.01% |
36,472
-27,980
| -43% | -$4.06M |
|
|
BCPC
2415
Balchem Corp
BCPC
$5.3B
| $5.16M | ﹤0.01% |
44,760
+8,409
| +23% | +$887K |
|
|
ENBL
2416
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
| $5.15M | ﹤0.01% |
979,470
-7,371
| -0.7% | -$37.4K |
|
2417
Protolabs
PRLB
$2.08B
| $5.14M | ﹤0.01% |
33,542
+1,255
| +4% | +$177K |
|
|
DRE
2418
CALL
DELISTED
Duke Realty Corp.
DRE
| $5.13M | ﹤0.01% |
+128,303
| New | +$5.01M |
|
|
DRE
2419
PUT
DELISTED
Duke Realty Corp.
DRE
| $5.13M | ﹤0.01% |
+128,303
| New | +$5.01M |
|
2420
Teck Resources
TECK
$32B
| $5.13M | ﹤0.01% |
282,404
-612,519
| -68% | -$9.45M |
|
2421
Natera
NTRA
$52.2B
| $5.12M | ﹤0.01% |
51,477
+36,882
| +253% | +$3.08M |
|
2422
Silicon Laboratories
SLAB
$7.36B
| $5.12M | ﹤0.01% |
40,178
-16,148
| -29% | -$1.82M |
|
2423
First Industrial Realty Trust
FR
$8.19B
| $5.11M | ﹤0.01% |
121,389
-146,525
| -55% | -$6.13M |
|
2424
First Hawaiian
FHB
$3.14B
| $5.11M | ﹤0.01% |
216,503
-6,499
| -3% | -$130K |
|
2425
CALL
Quest Diagnostics
DGX
$27.1B
| $5.1M | ﹤0.01% |
+42,822
| New | +$5.22M |
|
Similar funds
UBS Group's Q4 2020 Portfolio in Review
As of Q4 2020, UBS Group held 9,236 positions worth $296B, up 11% from $265B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group withdrew a net $11.7B in Q4 2020, closing 738 positions and reducing 2,988 holdings. Its most notable exit was Delphi Technologies PLC Ordinary Shares, an estimated $96.7M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 54% a quarter earlier, followed by Technology and Financials.
Against the trend, UBS Group opened a new position in Vontier worth $16.8M.
- UBS Group's largest Q4 2020 buy was Vontier: 502,899 shares worth $16.8M.
- UBS Group added most to UBS Group in Q4 2020, an estimated $475M increase.
- UBS Group's biggest Q4 2020 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $1.91B.
- UBS Group fully exited Delphi Technologies PLC Ordinary Shares in Q4 2020, selling an estimated $96.7M.
- UBS Group's ten largest holdings make up 14% of its $296B portfolio in Q4 2020.
- UBS Group opened 1,125 new positions and closed 738 in Q4 2020.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $296B.
Based on UBS Group's 13F filing for Q4 2020, filed 11 Feb 2021.