UBS Group Portfolio holdings

AUM $478B

1-Year Return 17.78%

UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.

2025 Q2 2025 Q1 2024 Q4 2024 Q3 2024 Q2 2024 Q1 2023 Q4 2023 Q3 2023 Q2 2023 Q1 2022 Q4 2022 Q3 2022 Q2 2022 Q1 2021 Q4 2021 Q3 2021 Q2 2021 Q1 2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4

This Quarter Return

-0.18%

1 Year Return

+17.78%

3 Year Return

+59.77%

5 Year Return

+91.78%

10 Year Return

+181.19%

AUM

$126B

AUM Growth

+$2.7B (+2.2%)

Cap. Flow

+$3.46B

Cap. Flow % of AUM

2.73%

Top 10 Holdings % Top 10 Hldgs %

15.8%

Holding

7,224

New

476

Increased

3,286

Reduced

2,748

Closed

382

Top Buys

1	SPDR S&P 500 ETF Trust SPY	+$2.9B
2	iShares MSCI EAFE ETF EFA	+$541M
3	iShares Russell 2000 ETF IWM	+$511M
4	American International AIG	+$420M
5	UBS Group UBS	+$286M

Top Sells

1	Yum! Brands YUM	+$675M
2	Financial Select Sector SPDR Fund XLF	+$449M
3	Vanguard Total Stock Market ETF VTI	+$375M
4	HOT STARWOOD HOTELS & RESORTS WORLDWIDE, INC. HOT	+$347M
5	RGP REGENCY ENERGY PARTNERS LP COMMON UTS REP LIMITED PART INTS RGP	+$311M

Sector Composition

1	Financials	10.17%
2	Energy	8.73%
3	Healthcare	8.27%
4	Technology	7.59%
5	Industrials	6.33%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
2376	TLI 2376 DELISTED Western Asset Corporate Loan Fund Inc. TLI	$1.81M	﹤0.01%	164,310 -3,703	-2%	-$40.9K
2377	AVG 2377 DELISTED AVG Technologies N.V. AVG	$1.81M	﹤0.01%	66,578 +52,760	+382%	+$1.44M
2378	MTCN 2378 DELISTED ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX) MTCN	$1.81M	﹤0.01%	116,020 +2,631	+2%	+$41.1K
2379	AFB 2379 AllianceBernstein National Municipal Income Fund AFB $313M	$1.81M	﹤0.01%	136,954 +16,606	+14%	+$219K
2380	GFY 2380 DELISTED Western Asset Variable Rate Strategic Fund, Inc GFY	$1.81M	﹤0.01%	109,568 -2,823	-3%	-$46.6K
2381	ALU 2381 DELISTED ALCATEL-LUCENT ADR ALU	$1.81M	﹤0.01%	499,192 +68,759	+16%	+$249K
2382	WIN 2382 DELISTED Windstream Holdings Inc WIN	$1.8M	﹤0.01%	56,539 -77,407	-58%	-$2.47M
2383	GBL 2383 DELISTED GAMCO Investors, Inc. GBL	$1.8M	﹤0.01%	48,655 +44,241	+1,002%	+$1.64M
2384	PDCE 2384 DELISTED PDC Energy, Inc. PDCE	$1.8M	﹤0.01%	33,529 +29,359	+704%	+$1.58M
2385	NEV 2385 DELISTED NUVEEN ENHANCED MUNICIPAL VALUE FUND NEV	$1.79M	﹤0.01%	124,395 +943	+0.8%	+$13.6K
2386	SGI 2386 Somnigroup International Inc. SGI $17.9B	$1.79M	﹤0.01%	108,812 +89,420	+461%	+$1.47M
2387	2387 California Water Service CWT $2.69B	$1.79M	﹤0.01%	78,137 +14,676	+23%	+$335K
2388	PFN 2388 PIMCO Income Strategy Fund II PFN $715M	$1.79M	﹤0.01%	181,654 +12,023	+7%	+$118K
2389	2389 AptarGroup ATR $8.87B	$1.78M	﹤0.01%	27,949 -23,902	-46%	-$1.52M
2390	2390 FirstCash FCFS $6.54B	$1.78M	﹤0.01%	39,111 +37,507	+2,338%	+$1.71M
2391	2391 VEON VEON $3.61B	$1.78M	﹤0.01%	14,308 -11,658	-45%	-$1.45M
2392	2392 Assurant AIZ $10.6B	$1.78M	﹤0.01%	26,520 -157,250	-86%	-$10.5M
2393	SPWR 2393 DELISTED SunPower Corporation Common Stock SPWR	$1.78M	﹤0.01%	95,389 +408	+0.4%	+$7.59K
2394	TVTY 2394 DELISTED Tivity Health, Inc. Common Stock TVTY	$1.77M	﹤0.01%	148,074 -10,304	-7%	-$123K
2395	CSG 2395 DELISTED CHAMBERS STR PPTYS COM CSG	$1.77M	﹤0.01%	222,939 -91,700	-29%	-$729K
2396	2396 iShares MSCI Ireland ETF EIRL $60.4M	$1.77M	﹤0.01%	45,328 +20,105	+80%	+$786K
2397	2397 Invesco Municipal Trust VKQ $531M	$1.77M	﹤0.01%	147,239 +31,295	+27%	+$376K
2398	INFN 2398 DELISTED Infinera Corporation Common Stock INFN	$1.77M	﹤0.01%	84,383 +12,102	+17%	+$254K
2399	2399 Reaves Utility Income Fund UTG $3.39B	$1.77M	﹤0.01%	63,054 +5,570	+10%	+$156K
2400	HCF 2400 DELISTED NEXPOINT CREDIT STRATEGIES FUND HCF	$1.77M	﹤0.01%	241,157 +40,531	+20%	+$297K